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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
101
Wells Fargo
WFC
$261B
$609K 0.16%
11,584
+137
+1% +$6.89K
PWV icon
102
Invesco Large Cap Value ETF
PWV
$1.65B
$605K 0.16%
19,958
+143
+0.7% +$4.24K
FEP icon
103
First Trust Europe AlphaDEX Fund
FEP
$511M
$604K 0.16%
17,423
+8,618
+98% +$304K
SAN icon
104
Banco Santander
SAN
$189B
$600K 0.16%
63,416
+5,513
+10% +$50.6K
GRMN
105
Garmin
GRMN
$46.3B
$596K 0.16%
9,792
-326
-3% -$18.7K
GOOG icon
106
Alphabet (Google) Class C
GOOG
$3.88T
$583K 0.16%
+20,215
New +$549K
IVE icon
107
iShares S&P 500 Value ETF
IVE
$48.5B
$582K 0.16%
6,443
+737
+13% +$65.1K
KMP
108
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$582K 0.16%
7,082
+1,051
+17% +$81.1K
BMY icon
109
Bristol-Myers Squibb
BMY
$126B
$568K 0.15%
11,705
+4,771
+69% +$235K
COP icon
110
ConocoPhillips
COP
$146B
$567K 0.15%
6,612
-1,487
-18% -$116K
BKLN icon
111
Invesco Senior Loan ETF
BKLN
$7.09B
$564K 0.15%
22,688
+144
+0.6% +$3.57K
TIPT icon
112
Tiptree Inc
TIPT
$660M
$548K 0.15%
62,997
+14,379
+30% +$133K
FLG
113
Flagstar Bank National Association
FLG
$6.13B
$545K 0.15%
11,363
+1,862
+20% +$87.3K
CSCO icon
114
Cisco
CSCO
$444B
$544K 0.15%
21,901
+1,582
+8% +$37.7K
RIO icon
115
Rio Tinto
RIO
$149B
$542K 0.15%
+9,979
New +$541K
BRK.B icon
116
Berkshire Hathaway Class B
BRK.B
$1.06T
$532K 0.14%
4,200
+128
+3% +$16.2K
MGK icon
117
Vanguard Mega Cap Growth ETF
MGK
$32B
$529K 0.14%
34,460
-1,500
-4% -$22.2K
BP icon
118
BP
BP
$113B
$519K 0.14%
+12,037
New +$496K
FGD icon
119
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$519K 0.14%
17,775
+1,893
+12% +$54.5K
LLY icon
120
Eli Lilly
LLY
$1.06T
$519K 0.14%
8,346
-378
-4% -$22.6K
GLOG
121
DELISTED
GASLOG LTD
GLOG
$513K 0.14%
+16,100
New +$422K
ET icon
122
Energy Transfer Partners
ET
$70.3B
$512K 0.14%
17,360
-90
-0.5% -$2.28K
SYY icon
123
Sysco
SYY
$39.1B
$505K 0.14%
13,498
-188
-1% -$6.9K
VWO icon
124
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$505K 0.14%
11,716
+109
+0.9% +$4.59K
SEP
125
DELISTED
Spectra Engy Parters Lp
SEP
$502K 0.14%
+9,418
New +$493K
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.