We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
1201
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
– –
-750
Closed -$33K
MEDP icon
1202
Medpace
MEDP
$16.3B
– –
-125
Closed -$14K
MEOH icon
1203
Methanex
MEOH
$4.23B
– –
-50
Closed -$1K
MFC icon
1204
Manulife Financial
MFC
$73B
– –
-822
Closed -$11K
MGA icon
1205
Magna International
MGA
$18.8B
– –
-46
Closed -$2K
MGC icon
1206
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
– –
-305
Closed -$37K
MGM icon
1207
MGM Resorts International
MGM
$11.7B
– –
-98
Closed -$2K
MIN
1208
Aberdeen Intermediate Income Fund
MIN
$275M
– –
-6,000
Closed -$22K
MKC.V icon
1209
McCormick & Company Voting
MKC.V
$13.9B
– –
-302
Closed -$30K
MKSI icon
1210
MKS Inc
MKSI
$17.4B
– –
-28
Closed -$3K
MLM icon
1211
Martin Marietta Materials
MLM
$34.2B
– –
-200
Closed -$47K
MLPB icon
1212
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$248M
– –
-2,855
Closed -$27K
MRSH
1213
Marsh
MRSH
$94.3B
– –
-668
Closed -$77K
MMLP icon
1214
Martin Midstream Partners
MMLP
$93.5M
– –
-600
Closed -$1K
MMT
1215
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-6,500
Closed -$37K
MNA icon
1216
IQ ARB Merger Arbitrage ETF
MNA
$251M
– –
-722
Closed -$24K
MNDO icon
1217
Mind CTI
MNDO
$21.6M
– –
-300
Closed -$1K
MOMO
1218
Hello Group
MOMO
$867M
– –
-39
Closed -$1K
MOO icon
1219
VanEck Agribusiness ETF
MOO
$992M
– –
-1,608
Closed -$109K
MOS icon
1220
The Mosaic Company
MOS
$7.19B
– –
-20
Closed –
MPC icon
1221
Marathon Petroleum
MPC
$90.1B
– –
-981
Closed -$29K
MPLX icon
1222
MPLX
MPLX
$58.6B
– –
-2,799
Closed -$45K
MPT
1223
Medical Properties Trust
MPT
$2.84B
– –
-500
Closed -$9K
MQY icon
1224
BlackRock MuniYield Quality Fund
MQY
$812M
– –
-234
Closed -$4K
MS icon
1225
Morgan Stanley
MS
$319B
– –
-1,948
Closed -$94K
47 48
49
50 51

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.