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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWP icon
1176
Perella Weinberg Partners
PWP
$1.14B
– –
-226,300
Closed -$3.2M
RDN icon
1177
Radian Group
RDN
$5.14B
– –
-6,885
Closed -$230K
RELX icon
1178
RELX
RELX
$60.1B
– –
-4,637
Closed -$201K
RSPN icon
1179
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
– –
-27,173
Closed -$1.3M
RSPT icon
1180
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
– –
-60,524
Closed -$2.13M
SHLS icon
1181
Shoals Technologies Group
SHLS
$1.58B
– –
-11,871
Closed -$133K
SMDV icon
1182
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
– –
-3,862
Closed -$247K
SNOV icon
1183
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
– –
-256,139
Closed -$5.57M
SPBO icon
1184
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
– –
-9,574
Closed -$279K
SSXU icon
1185
Day Hagan/Ned Davis Research Smart Sector International ETF
SSXU
$42.7M
– –
-7,064
Closed -$202K
SUSA icon
1186
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
– –
-2,912
Closed -$318K
U icon
1187
Unity
U
$12.5B
– –
-7,696
Closed -$205K
VKTX icon
1188
Viking Therapeutics
VKTX
$4.04B
– –
-3,565
Closed -$292K
VT icon
1189
Vanguard Total World Stock ETF
VT
$76.3B
– –
-1,988
Closed -$220K
WDFC icon
1190
WD-40
WDFC
$3.1B
– –
-879
Closed -$223K
WKHS icon
1191
Workhorse Group
WKHS
$29.5M
– –
-8
Closed -$5.41K
XNTK icon
1192
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
– –
-2,209
Closed -$403K
XOP icon
1193
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
– –
-18,761
Closed -$2.91M
ZS icon
1194
Zscaler
ZS
$23B
– –
-14,022
Closed -$2.7M
CRUZ
1195
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
– –
-9,661
Closed -$219K
CACG
1196
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
– –
-4,738
Closed -$247K
SWAV
1197
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-3,743
Closed -$1.22M
USVT
1198
DELISTED
US Value ETF
USVT
– –
-32,106
Closed -$1.02M
FEI
1199
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-17,158
Closed -$166K
FIF
1200
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-62,246
Closed -$1.13M
45 46 47
48
49

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.