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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCO icon
1176
El Pollo Loco
LOCO
$503M
– –
-216
Closed -$3K
LOGI icon
1177
Logitech
LOGI
$14.8B
– –
-29
Closed -$2K
LPG icon
1178
Dorian LPG
LPG
$1.96B
– –
-253
Closed -$2K
LPX icon
1179
Louisiana-Pacific
LPX
$5.14B
– –
-100
Closed -$3K
LRGF icon
1180
iShares US Equity Factor ETF
LRGF
$3.5B
– –
-360
Closed -$12K
LSAF icon
1181
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$124M
– –
-1,390
Closed -$35K
LSCC icon
1182
Lattice Semiconductor
LSCC
$16B
– –
-150
Closed -$4K
LSTR icon
1183
Landstar System
LSTR
$6.03B
– –
-122
Closed -$15K
LUMN icon
1184
Lumen
LUMN
$6.43B
– –
-5,410
Closed -$55K
LVHD icon
1185
Franklin US Low Volatility High Dividend Index ETF
LVHD
$640M
– –
-1,325
Closed -$39K
LVS icon
1186
Las Vegas Sands
LVS
$32.2B
– –
-3,338
Closed -$156K
LW icon
1187
Lamb Weston
LW
$7.42B
– –
-302
Closed -$20K
LYB icon
1188
LyondellBasell Industries
LYB
$19.5B
– –
-76
Closed -$5K
LYFT icon
1189
Lyft
LYFT
$5.86B
– –
-1,202
Closed -$33K
M icon
1190
Macy's
M
$6.51B
– –
-585
Closed -$3K
MAIN icon
1191
Main Street Capital
MAIN
$5.05B
– –
-33
Closed -$1K
MAR icon
1192
Marriott International
MAR
$100B
– –
-509
Closed -$47K
MAS icon
1193
Masco
MAS
$14.6B
– –
-32
Closed -$2K
MAXN
1194
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MCHI icon
1195
iShares MSCI China ETF
MCHI
$6.23B
– –
-1,697
Closed -$126K
MCO icon
1196
Moody's
MCO
$83.7B
– –
-10
Closed -$3K
MDB icon
1197
MongoDB
MDB
$25.8B
– –
-75
Closed -$17K
MDIV icon
1198
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
– –
-19,570
Closed -$263K
MDU icon
1199
MDU Resources
MDU
$4.18B
– –
-763
Closed -$7K
MDYG icon
1200
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
– –
-165
Closed -$9K
46 47
48
49 50

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.