We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
1151
Kratos Defense & Security Solutions
KTOS
$8.23B
– –
-16
Closed –
KXI icon
1152
iShares Global Consumer Staples ETF
KXI
$1.09B
– –
-350
Closed -$19K
KYN icon
1153
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
– –
-2,129
Closed -$8K
L icon
1154
Loews
L
$24.5B
– –
-1,417
Closed -$49K
LAB icon
1155
Standard BioTools
LAB
$342M
– –
-640
Closed -$5K
LAMR icon
1156
Lamar Advertising Co
LAMR
$16.7B
– –
-995
Closed -$66K
LAZ icon
1157
Lazard
LAZ
$4B
– –
-85
Closed -$3K
LBRDA icon
1158
Liberty Broadband Class A
LBRDA
$4.89B
– –
-8
Closed -$1K
LBRDK icon
1159
Liberty Broadband Class C
LBRDK
$4.89B
– –
-36
Closed -$5K
LCNB icon
1160
LCNB Corp
LCNB
$289M
– –
-335
Closed -$5K
LEG icon
1161
Leggett & Platt
LEG
$1.4B
– –
-249
Closed -$10K
LEN icon
1162
Lennar Class A
LEN
$20.4B
– –
-385
Closed -$30K
LEN.B icon
1163
Lennar Class B
LEN.B
$19.9B
– –
-8
Closed -$1K
LEVI icon
1164
Levi Strauss
LEVI
$9.49B
– –
-4,770
Closed -$64K
LGIH icon
1165
LGI Homes
LGIH
$1.35B
– –
-155
Closed -$18K
LH icon
1166
Labcorp
LH
$25.2B
– –
-162
Closed -$26K
LI icon
1167
Li Auto
LI
$14.4B
– –
-4,100
Closed -$71K
LII icon
1168
Lennox International
LII
$15B
– –
-296
Closed -$81K
LILA icon
1169
Liberty Latin America Class A
LILA
$1.72B
– –
-353
Closed -$2K
LKQ icon
1170
LKQ Corp
LKQ
$6.72B
– –
-1,000
Closed -$28K
LMB icon
1171
Limbach Holdings
LMB
$807M
– –
-2,250
Closed -$24K
LMND icon
1172
Lemonade
LMND
$3.64B
– –
-80
Closed -$4K
LNC icon
1173
Lincoln National
LNC
$7.92B
– –
-1,933
Closed -$61K
LNG icon
1174
Cheniere Energy
LNG
$54.2B
– –
-145
Closed -$7K
LNT icon
1175
Alliant Energy
LNT
$18.6B
– –
-300
Closed -$15K
45 46
47
48 49

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.