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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHMM icon
1126
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
– –
-3,322
Closed -$125K
JJSF icon
1127
J&J Snack Foods
JJSF
$1.49B
– –
-100
Closed -$13K
JLL icon
1128
Jones Lang LaSalle
JLL
$15.8B
– –
-8
Closed -$1K
JNPR
1129
DELISTED
Juniper Networks
JNPR
– –
-80
Closed -$2K
JPC icon
1130
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
– –
-1,500
Closed -$13K
JPUS
1131
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
– –
-159
Closed -$12K
JQC icon
1132
Nuveen Credit Strategies Income Fund
JQC
$705M
– –
-271
Closed -$2K
JWN
1133
DELISTED
Nordstrom
JWN
– –
-37
Closed –
KBA icon
1134
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
– –
-162
Closed -$6K
KBE icon
1135
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-500
Closed -$15K
KBWB icon
1136
Invesco KBW Bank ETF
KBWB
$6.72B
– –
-148
Closed -$6K
KDP icon
1137
Keurig Dr Pepper
KDP
$42.8B
– –
-52
Closed -$1K
KEY icon
1138
KeyCorp
KEY
$23.8B
– –
-2,158
Closed -$26K
KEYS icon
1139
Keysight
KEYS
$50.7B
– –
-580
Closed -$57K
KKR icon
1140
KKR & Co
KKR
$89.1B
– –
-843
Closed -$29K
KLAC icon
1141
KLA
KLAC
$222B
– –
-4,270
Closed -$83K
KMX icon
1142
CarMax
KMX
$8.39B
– –
-159
Closed -$15K
KODK icon
1143
Kodak
KODK
$809M
– –
-1,400
Closed -$12K
KOMP icon
1144
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.52B
– –
-700
Closed -$30K
KOPN icon
1145
Kopin
KOPN
$586M
– –
-263
Closed –
KOS icon
1146
Kosmos Energy
KOS
$1.47B
– –
-500
Closed –
KRRO icon
1147
Korro Bio
KRRO
$145M
– –
-16
Closed -$15K
KRP icon
1148
Kimbell Royalty Partners
KRP
$1.46B
– –
-500
Closed -$3K
KSS icon
1149
Kohl's
KSS
$2.16B
– –
-303
Closed -$6K
KTF
1150
DWS Municipal Income Trust
KTF
$345M
– –
-713
Closed -$8K
44 45
46
47 48

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.