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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
1101
C.H. Robinson
CHRW
$20B
– –
-3,173
Closed -$274K
CHTR icon
1102
Charter Communications
CHTR
$16.7B
– –
-5,200
Closed -$2.02M
COLB icon
1103
Columbia Banking Systems
COLB
$8.84B
– –
-11,307
Closed -$302K
DFJ icon
1104
WisdomTree Japan SmallCap Dividend Fund
DFJ
$380M
– –
-3,139
Closed -$235K
DXLG icon
1105
Destination XL Group
DXLG
$34.3M
– –
-10,557
Closed -$46.5K
ETSY icon
1106
Etsy
ETSY
$8.21B
– –
-2,711
Closed -$220K
EWG icon
1107
iShares MSCI Germany ETF
EWG
$1.56B
– –
-29,008
Closed -$861K
EWJV icon
1108
iShares MSCI Japan Value ETF
EWJV
$697M
– –
-98,092
Closed -$2.86M
EXG icon
1109
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-10,319
Closed -$79.7K
FAD icon
1110
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
– –
-4,032
Closed -$453K
FCVT icon
1111
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
– –
-6,137
Closed -$205K
FJUN icon
1112
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
– –
-24,552
Closed -$1.08M
GNK icon
1113
Genco Shipping & Trading
GNK
$1.11B
– –
-24,826
Closed -$412K
GOAU icon
1114
US Global GO Gold and Precious Metal Miners ETF
GOAU
$163M
– –
-28,115
Closed -$478K
HUBB icon
1115
Hubbell
HUBB
$25.6B
– –
-799
Closed -$263K
HYLB icon
1116
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
– –
-6,298
Closed -$224K
IDNA icon
1117
iShares Genomics Immunology and Healthcare ETF
IDNA
$191M
– –
-11,310
Closed -$260K
JAZZ icon
1118
Jazz Pharmaceuticals
JAZZ
$16.1B
– –
-2,122
Closed -$261K
LEU icon
1119
Centrus Energy
LEU
$3.34B
– –
-4,800
Closed -$261K
MHI
1120
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-31,206
Closed -$269K
NDAQ icon
1121
Nasdaq
NDAQ
$53.6B
– –
-5,611
Closed -$326K
NTB icon
1122
Bank of N.T. Butterfield & Son
NTB
$2.37B
– –
-6,345
Closed -$203K
OGE icon
1123
OGE Energy
OGE
$10.2B
– –
-6,870
Closed -$240K
OILK icon
1124
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$200M
– –
-11,509
Closed -$485K
OTLK icon
1125
Outlook Therapeutics
OTLK
$169M
– –
-1,525
Closed -$12K
43 44
45
46 47

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.