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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
1101
Inseego
INSG
$104M
– –
-427
Closed -$44K
IONS icon
1102
Ionis Pharmaceuticals
IONS
$8.93B
– –
-177
Closed -$8K
IP icon
1103
International Paper
IP
$22.6B
– –
-3,515
Closed -$135K
IPG
1104
DELISTED
Interpublic Group of Companies
IPG
– –
-625
Closed -$10K
IR icon
1105
Ingersoll Rand
IR
$33.1B
– –
-1,996
Closed -$71K
IRDM icon
1106
Iridium Communications
IRDM
$4.7B
– –
-500
Closed -$13K
IRM icon
1107
Iron Mountain
IRM
$35.9B
– –
-1,585
Closed -$42K
ISHP icon
1108
First Trust Exchange-Traded Fund VI First Trust S-Network E-Commerce ETF
ISHP
$5.39M
– –
-2,381
Closed -$64K
ISRA icon
1109
VanEck Israel ETF
ISRA
$147M
– –
-750
Closed -$27K
ITM icon
1110
VanEck Intermediate Muni ETF
ITM
$2.14B
– –
-187
Closed -$10K
ITUB icon
1111
Itaú Unibanco
ITUB
$89.8B
– –
-144
Closed –
IVZ icon
1112
Invesco
IVZ
$12.4B
– –
-86
Closed -$1K
IWC icon
1113
iShares Micro-Cap ETF
IWC
$1.42B
– –
-836
Closed -$76K
IWN icon
1114
iShares Russell 2000 Value ETF
IWN
$14.3B
– –
-271
Closed -$27K
IXN icon
1115
iShares Global Tech ETF
IXN
$7.87B
– –
-1,158
Closed -$51K
IXUS icon
1116
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
– –
-151
Closed -$9K
IYY icon
1117
iShares Dow Jones US ETF
IYY
$2.89B
– –
-336
Closed -$28K
IYZ icon
1118
iShares US Telecommunications ETF
IYZ
$1.16B
– –
-250
Closed -$7K
J icon
1119
Jacobs Solutions
J
$16B
– –
-602
Closed -$46K
JBHT icon
1120
JB Hunt Transport Services
JBHT
$25.9B
– –
-555
Closed -$70K
JBL icon
1121
Jabil
JBL
$30.1B
– –
-500
Closed -$17K
JEF icon
1122
Jefferies Financial Group
JEF
$12.7B
– –
-183
Closed -$3K
JELD icon
1123
JELD-WEN Holding
JELD
$110M
– –
-150
Closed -$3K
JETS icon
1124
US Global Jets ETF
JETS
$768M
– –
-3,016
Closed -$51K
JHML icon
1125
John Hancock Multifactor Large Cap ETF
JHML
$1.15B
– –
-1,399
Closed -$58K
43 44
45
46 47

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.