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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
1076
BlackRock Corporate High Yield Fund
HYT
$1.36B
$191K 0.01%
19,717
+4,259
+28% +$41.3K
CPRX
1077
DELISTED
Catalyst Pharmaceutical
CPRX
$188K 0.01%
12,128
-3,945
-25% -$61.4K
BCS icon
1078
Barclays
BCS
$94.1B
$187K 0.01%
+17,440
New +$181K
GNW icon
1079
Genworth Financial
GNW
$3.8B
$185K 0.01%
30,611
-8,521
-22% -$53K
FLYW icon
1080
Flywire
FLYW
$1.96B
$184K 0.01%
+11,238
New +$212K
EFR
1081
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$180K 0.01%
13,756
+95
+0.7% +$1.25K
MAG
1082
DELISTED
MAG Silver
MAG
$178K 0.01%
15,275
– –
GNL icon
1083
Global Net Lease
GNL
$1.87B
$177K ﹤0.01%
24,050
+247
+1% +$1.79K
USA icon
1084
Liberty All-Star Equity Fund
USA
$1.75B
$174K ﹤0.01%
25,656
+234
+0.9% +$1.59K
ING icon
1085
ING
ING
$93.8B
$173K ﹤0.01%
10,078
-1,548
-13% -$26.3K
GLDD
1086
DELISTED
Great Lakes Dredge & Dock
GLDD
$167K ﹤0.01%
19,000
-2,500
-12% -$21.3K
DEA
1087
Easterly Government Properties
DEA
$1.18B
$161K ﹤0.01%
+5,209
New +$154K
NIO icon
1088
NIO
NIO
$11.3B
$154K ﹤0.01%
36,940
+330
+0.9% +$1.56K
OIA icon
1089
Invesco Municipal Income Opportunities Trust
OIA
$295M
$153K ﹤0.01%
24,095
+283
+1% +$1.77K
EXG icon
1090
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$148K ﹤0.01%
+17,461
New +$143K
VVR icon
1091
Invesco Senior Income Trust
VVR
$456M
$147K ﹤0.01%
34,204
– –
BLW icon
1092
BlackRock Limited Duration Income Trust
BLW
$491M
$145K ﹤0.01%
+10,359
New +$142K
OI icon
1093
O-I Glass
OI
$1.39B
$130K ﹤0.01%
11,711
-2,904
-20% -$39.2K
MOMO
1094
Hello Group
MOMO
$869M
$123K ﹤0.01%
20,123
-6,593
-25% -$38.5K
AURA icon
1095
Aura Biosciences
AURA
$729M
$122K ﹤0.01%
16,181
-4,245
-21% -$31.1K
AGNC icon
1096
AGNC Investment
AGNC
$12.3B
$111K ﹤0.01%
11,593
+1,057
+10% +$10.1K
LYG icon
1097
Lloyds Banking Group
LYG
$87.4B
$103K ﹤0.01%
37,693
+11,744
+45% +$31.5K
ARDX icon
1098
Ardelyx
ARDX
$1.24B
$100K ﹤0.01%
13,542
+81
+0.6% +$570
HYLN icon
1099
Hyliion Holdings
HYLN
$663M
$92.7K ﹤0.01%
57,243
-75
-0.1% -$111
IONQ icon
1100
IonQ
IONQ
$12.3B
$91.4K ﹤0.01%
+13,006
New +$106K
42 43
44
45 46

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.