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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
1026
BCE
BCE
$19.9B
$228K 0.01%
7,056
-440
-6% -$14.7K
GYLD icon
1027
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$228K 0.01%
17,510
– –
CME icon
1028
CME Group
CME
$92.2B
$228K 0.01%
1,159
-68
-6% -$14K
FJUL icon
1029
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$228K 0.01%
4,950
-20
-0.4% -$896
VNQI icon
1030
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
$227K 0.01%
5,567
-1,328
-19% -$54.9K
AMKR icon
1031
Amkor Technology
AMKR
$16.1B
$226K 0.01%
5,658
-1,778
-24% -$58.9K
PII icon
1032
Polaris
PII
$4.15B
$226K 0.01%
2,890
-111
-4% -$9.4K
IRM icon
1033
Iron Mountain
IRM
$38.2B
$226K 0.01%
+2,523
New +$204K
SHM icon
1034
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$225K 0.01%
4,760
-1,317
-22% -$62.1K
EEMV icon
1035
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$224K 0.01%
3,911
-313
-7% -$17.7K
SCHF icon
1036
Schwab International Equity ETF
SCHF
$65.6B
$223K 0.01%
11,592
+1,102
+11% +$21.3K
FPXI icon
1037
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$222K 0.01%
4,719
+8
+0.2% +$373
PENN icon
1038
PENN Entertainment
PENN
$2.74B
$222K 0.01%
+11,464
New +$195K
RMI
1039
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.8M
$221K 0.01%
13,889
+1,012
+8% +$16K
IYF icon
1040
iShares US Financials ETF
IYF
$4.39B
$221K 0.01%
2,334
-399
-15% -$37.4K
PNQI icon
1041
Invesco NASDAQ Internet ETF
PNQI
$501M
$221K 0.01%
5,374
+185
+4% +$7.35K
PHO icon
1042
Invesco Water Resources ETF
PHO
$1.97B
$220K 0.01%
3,385
+110
+3% +$7.24K
YUMC icon
1043
Yum China
YUMC
$14.9B
$220K 0.01%
7,122
+410
+6% +$15K
TSN icon
1044
Tyson Foods
TSN
$20.2B
$220K 0.01%
+3,847
New +$225K
MNDY icon
1045
monday.com
MNDY
$3.27B
$219K 0.01%
+909
New +$192K
HBAN icon
1046
Huntington Bancshares
HBAN
$35.1B
$217K 0.01%
16,443
-1,111
-6% -$14.9K
SMG icon
1047
ScottsMiracle-Gro
SMG
$4.03B
$216K 0.01%
+3,318
New +$227K
RIOT icon
1048
Riot Platforms
RIOT
$8.52B
$216K 0.01%
23,596
-1,365
-5% -$13.8K
SCHZ icon
1049
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$213K 0.01%
+9,346
New +$212K
FNDF icon
1050
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$213K 0.01%
+6,078
New +$216K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.