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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.61B
AUM Growth
+$180M
Cap. Flow
+$56.9M
Cap. Flow %
2.18%
Top 10 Hldgs %
19.7%
Holding
1,097
New
140
Increased
454
Reduced
358
Closed
92

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$32.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.9M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$10.3M
5
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$9.39M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$44.7M
2
IYH icon
iShares US Healthcare ETF
IYH
+$7.99M
3
IYE icon
iShares US Energy ETF
IYE
+$7.63M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$6.67M
5
AZN icon
AstraZeneca
AZN
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 14.62%
2 Financials 6.45%
3 Healthcare 5.52%
4 Industrials 5.13%
5 Consumer Staples 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQR icon
1026
Equity Residential
EQR
$25.4B
– –
-16,162
Closed -$970K
EXC icon
1027
Exelon
EXC
$48.6B
– –
-5,159
Closed -$216K
FDT icon
1028
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
– –
-4,146
Closed -$210K
FERG icon
1029
Ferguson
FERG
$44.7B
– –
-2,694
Closed -$360K
FLO icon
1030
Flowers Foods
FLO
$1.64B
– –
-8,372
Closed -$229K
FND icon
1031
Floor & Decor
FND
$5.81B
– –
-4,185
Closed -$411K
FOCT icon
1032
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
– –
-9,850
Closed -$345K
FOXA icon
1033
Fox Class A
FOXA
$23.2B
– –
-102,688
Closed -$3.5M
FT
1034
Franklin Universal Trust
FT
$201M
– –
-17,690
Closed -$126K
FXI icon
1035
iShares China Large-Cap ETF
FXI
$4.31B
– –
-6,913
Closed -$204K
FXZ icon
1036
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-5,158
Closed -$337K
GSY icon
1037
Invesco Ultra Short Duration ETF
GSY
$3.82B
– –
-4,157
Closed -$206K
GTIP icon
1038
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
– –
-5,000
Closed -$251K
HMC icon
1039
Honda
HMC
$36.5B
– –
-31,764
Closed -$841K
HRL icon
1040
Hormel Foods
HRL
$13.9B
– –
-22,400
Closed -$893K
HTHT icon
1041
Huazhu Hotels Group
HTHT
$12.4B
– –
-13,736
Closed -$673K
HYD icon
1042
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-9,792
Closed -$507K
IDXX icon
1043
Idexx Laboratories
IDXX
$42.9B
– –
-5,739
Closed -$2.87M
IHG icon
1044
InterContinental Hotels
IHG
$23B
– –
-4,489
Closed -$299K
IJK icon
1045
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-15,143
Closed -$1.08M
JD icon
1046
JD.com
JD
$40.8B
– –
-5,391
Closed -$237K
JEF icon
1047
Jefferies Financial Group
JEF
$12.9B
– –
-26,200
Closed -$832K
KMX icon
1048
CarMax
KMX
$8.27B
– –
-4,251
Closed -$273K
LAD icon
1049
Lithia Motors
LAD
$7.78B
– –
-1,867
Closed -$427K
LDP icon
1050
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
– –
-11,800
Closed -$211K
40 41
42
43 44

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2023 Portfolio in Review

As of Q2 2023, Prospera Financial Services held 1,097 positions worth $2.61B, up 7.4% from $2.43B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q2 2023 filing shows 140 new, 454 increased, 358 reduced and 92 closed positions. Its largest new stake was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q2 2023 buy was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2023, an estimated $32.5M increase.
  • Prospera Financial Services's biggest Q2 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $44.7M.
  • Prospera Financial Services fully exited Monolithic Power Systems in Q2 2023, selling an estimated $4.08M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2.61B portfolio in Q2 2023.
  • Prospera Financial Services opened 140 new positions and closed 92 in Q2 2023.
  • Prospera Financial Services's portfolio value rose 7.4% quarter-over-quarter to $2.61B.

Based on Prospera Financial Services's 13F filing for Q2 2023, filed 8 Aug 2023.