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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MP icon
1001
MP Materials
MP
$7.35B
$241K 0.01%
18,909
-3,626
-16% -$56.9K
RPV icon
1002
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$240K 0.01%
2,881
+613
+27% +$52K
SPXX icon
1003
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$240K 0.01%
+14,712
New +$231K
EME icon
1004
Emcor
EME
$33.1B
$240K 0.01%
657
-40
-6% -$14.8K
DNP icon
1005
DNP Select Income Fund
DNP
$4.18B
$240K 0.01%
+29,153
New +$253K
ES icon
1006
Eversource Energy
ES
$28.2B
$240K 0.01%
4,222
-178
-4% -$10.6K
FLOT icon
1007
iShares Floating Rate Bond ETF
FLOT
$10.1B
$239K 0.01%
4,674
-419
-8% -$21.4K
DRIV icon
1008
Global X Autonomous & Electric Vehicles ETF
DRIV
$378M
$238K 0.01%
+10,122
New +$244K
ROAM icon
1009
Hartford Multifactor Emerging Markets ETF
ROAM
$106M
$237K 0.01%
+9,825
New +$233K
LYB icon
1010
LyondellBasell Industries
LYB
$19.5B
$237K 0.01%
2,477
-52
-2% -$5.16K
ULTA icon
1011
Ulta Beauty
ULTA
$20.4B
$235K 0.01%
609
+192
+46% +$78K
AA icon
1012
Alcoa
AA
$11.7B
$235K 0.01%
+5,905
New +$228K
WBD icon
1013
Warner Bros
WBD
$64.6B
$233K 0.01%
31,327
+3,872
+14% +$31K
CTRA
1014
DELISTED
Coterra Energy
CTRA
$232K 0.01%
8,714
+1,378
+19% +$38.2K
EOT
1015
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$232K 0.01%
13,779
-12,536
-48% -$207K
OCSL icon
1016
Oaktree Specialty Lending
OCSL
$1.03B
$231K 0.01%
12,285
-1,076
-8% -$20.8K
BALT icon
1017
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$231K 0.01%
+7,695
New +$226K
LH icon
1018
Labcorp
LH
$24.3B
$231K 0.01%
1,134
-27
-2% -$5.49K
NYT icon
1019
New York Times
NYT
$11.6B
$230K 0.01%
+4,500
New +$212K
FALN icon
1020
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$230K 0.01%
8,780
+14
+0.2% +$369
AOK icon
1021
iShares Core Conservative Allocation ETF
AOK
$803M
$230K 0.01%
6,222
– –
IGE icon
1022
iShares North American Natural Resources ETF
IGE
$747M
$230K 0.01%
5,221
– –
BN icon
1023
Brookfield
BN
$102B
$229K 0.01%
8,285
+176
+2% +$4.9K
JHMM icon
1024
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$229K 0.01%
4,159
+15
+0.4% +$831
SPLB icon
1025
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$229K 0.01%
10,154
-5,151
-34% -$116K
39 40
41
42 43

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.