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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUTY icon
1001
Fidelity MSCI Utilities Index ETF
FUTY
$2.34B
– –
-1,099
Closed -$42K
FVRR icon
1002
Fiverr
FVRR
$331M
– –
-589
Closed -$82K
FWONK icon
1003
Liberty Media Series C
FWONK
$25.5B
– –
-23
Closed -$1K
FWRD icon
1004
Forward Air
FWRD
$461M
– –
-95
Closed -$5K
FXG icon
1005
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-1,766
Closed -$85K
FXI icon
1006
iShares China Large-Cap ETF
FXI
$4.32B
– –
-450
Closed -$19K
FXY icon
1007
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
– –
-69
Closed -$6K
FYT icon
1008
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
– –
-24
Closed -$1K
FYX icon
1009
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-200
Closed -$12K
G icon
1010
Genpact
G
$6.22B
– –
-418
Closed -$16K
GAIN icon
1011
Gladstone Investment Corp
GAIN
$642M
– –
-800
Closed -$7K
GAM
1012
General American Investors Company
GAM
$1.54B
– –
-2,605
Closed -$88K
GATX icon
1013
GATX Corp
GATX
$6.45B
– –
-48
Closed -$3K
GDDY icon
1014
GoDaddy
GDDY
$13.9B
– –
-105
Closed -$8K
GDX icon
1015
VanEck Gold Miners ETF
GDX
$22.5B
– –
-13,119
Closed -$514K
GDXJ icon
1016
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
– –
-394
Closed -$22K
GEN icon
1017
Gen Digital
GEN
$16.5B
– –
-174
Closed -$4K
GGN
1018
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
– –
-2,500
Closed -$9K
GH icon
1019
Guardant Health
GH
$19.1B
– –
-174
Closed -$19K
GL icon
1020
Globe Life
GL
$14B
– –
-82
Closed -$7K
LKFT
1021
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
– –
-308
Closed -$44K
GLW icon
1022
Corning
GLW
$107B
– –
-2,410
Closed -$78K
GMF icon
1023
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$410M
– –
-85
Closed -$9K
GNPX icon
1024
Genprex
GNPX
$3.6M
– –
0
– -$3K
GNTX icon
1025
Gentex
GNTX
$5.1B
– –
-140
Closed -$4K
39 40
41
42 43

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.