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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLR icon
976
Fluor
FLR
$6.54B
– –
-31
Closed –
FLRN icon
977
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
– –
-345
Closed -$11K
FLS icon
978
Flowserve
FLS
$8.94B
– –
-262
Closed -$7K
FLTB icon
979
Fidelity Limited Term Bond ETF
FLTB
$416M
– –
-700
Closed -$37K
FMC icon
980
FMC
FMC
$1.25B
– –
-53
Closed -$6K
FNB icon
981
FNB Corp
FNB
$6.76B
– –
-4,316
Closed -$29K
FNDF icon
982
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
– –
-1,445
Closed -$36K
FNF icon
983
Fidelity National Financial
FNF
$14.4B
– –
-205
Closed -$6K
FNV icon
984
Franco-Nevada
FNV
$41.3B
– –
-189
Closed -$26K
FNY icon
985
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
– –
-501
Closed -$27K
FR icon
986
First Industrial Realty Trust
FR
$8.66B
– –
-1,850
Closed -$74K
FRI icon
987
First Trust S&P REIT Index Fund
FRI
$193M
– –
-2,408
Closed -$51K
FRPT icon
988
Freshpet
FRPT
$3.04B
– –
-85
Closed -$9K
FRT icon
989
Federal Realty Investment Trust
FRT
$10.9B
– –
-297
Closed -$22K
FSTA icon
990
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
– –
-850
Closed -$32K
FT
991
Franklin Universal Trust
FT
$198M
– –
-1,000
Closed -$7K
FTA icon
992
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
– –
-273
Closed -$13K
FTDS icon
993
First Trust Dividend Strength ETF
FTDS
$39M
– –
-1,225
Closed -$41K
FTGC icon
994
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
– –
-1,440
Closed -$24K
FTHI icon
995
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.35B
– –
-651
Closed -$12K
FTI icon
996
TechnipFMC
FTI
$28.6B
– –
-183
Closed -$1K
FTQI icon
997
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$900M
– –
-500
Closed -$10K
FTV icon
998
Fortive
FTV
$18.2B
– –
-19
Closed -$1K
FTXO icon
999
First Trust Nasdaq Bank ETF
FTXO
$302M
– –
-255
Closed -$4K
FUMB icon
1000
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
– –
-1,950
Closed -$39K
38 39
40
41 42

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.