We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
76
iShares US Healthcare ETF
IYH
$3.38B
$4.05M 0.28%
82,310
+69,760
+556% +$3.29M
SBUX icon
77
Starbucks
SBUX
$118B
$4.04M 0.28%
+37,788
New +$3.61M
OKTA icon
78
Okta
OKTA
$23.9B
$4.02M 0.28%
15,806
+10,991
+228% +$2.61M
NKE icon
79
Nike
NKE
$62.5B
$3.99M 0.27%
28,201
+25,569
+971% +$3.39M
JCI icon
80
Johnson Controls International
JCI
$87.5B
$3.88M 0.27%
83,337
+32,806
+65% +$1.46M
IWM icon
81
iShares Russell 2000 ETF
IWM
$80.3B
$3.83M 0.26%
19,506
+9,006
+86% +$1.58M
CAT icon
82
Caterpillar
CAT
$402B
$3.81M 0.26%
+20,931
New +$3.55M
PIZ icon
83
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
$3.78M 0.26%
111,990
+108,357
+2,983% +$3.49M
ITW icon
84
Illinois Tool Works
ITW
$81.9B
$3.78M 0.26%
18,533
+18,311
+8,248% +$3.74M
XLY icon
85
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$3.76M 0.26%
46,828
+20,010
+75% +$1.54M
UNH icon
86
UnitedHealth
UNH
$379B
$3.75M 0.26%
10,700
+10,299
+2,568% +$3.45M
LHX icon
87
L3Harris
LHX
$56.5B
$3.64M 0.25%
19,250
+18,149
+1,648% +$3.32M
GMED icon
88
Globus Medical
GMED
$10.6B
$3.62M 0.25%
55,495
-820
-1% -$47.1K
AMGN icon
89
Amgen
AMGN
$203B
$3.6M 0.25%
15,660
+13,944
+813% +$3.21M
EMR icon
90
Emerson Electric
EMR
$83.6B
$3.59M 0.25%
44,607
+44,567
+111,418% +$3.31M
CIBR icon
91
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$3.52M 0.24%
79,404
+73,173
+1,174% +$2.79M
RDVY icon
92
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$3.52M 0.24%
+88,227
New +$3.21M
BCX icon
93
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$3.52M 0.24%
474,540
+469,089
+8,606% +$3.07M
XLF icon
94
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$3.48M 0.24%
118,130
+59,296
+101% +$1.59M
PIE icon
95
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$3.46M 0.24%
151,353
+145,770
+2,611% +$3.05M
EFA icon
96
iShares MSCI EAFE ETF
EFA
$76.8B
$3.43M 0.24%
47,023
+43,104
+1,100% +$2.95M
TGT icon
97
Target
TGT
$63.7B
$3.32M 0.23%
18,787
+18,079
+2,554% +$3.02M
DIS icon
98
Walt Disney
DIS
$168B
$3.3M 0.23%
18,204
+17,926
+6,448% +$2.57M
VUG icon
99
Vanguard Growth ETF
VUG
$216B
$3.28M 0.23%
77,742
+61,872
+390% +$2.47M
ADP icon
100
Automatic Data Processing
ADP
$102B
$3.28M 0.23%
18,589
+15,041
+424% +$2.47M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.