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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
76
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.53M 0.31%
84,657
-4,403
-5% -$81.7K
EFA icon
77
iShares MSCI EAFE ETF
EFA
$76.4B
$1.52M 0.31%
25,732
+10,404
+68% +$650K
PEP icon
78
PepsiCo
PEP
$186B
$1.51M 0.3%
13,672
+2,237
+20% +$252K
FNX icon
79
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.51M 0.3%
26,059
+91
+0.4% +$5.82K
RFCI icon
80
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$1.5M 0.3%
63,252
+7,003
+12% +$165K
DWAS icon
81
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.5M 0.3%
34,513
+823
+2% +$40K
PGF icon
82
Invesco Financial Preferred ETF
PGF
$676M
$1.5M 0.3%
86,403
-9,200
-10% -$162K
MMP
83
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.49M 0.3%
26,089
+372
+1% +$23K
MCD icon
84
McDonald's
MCD
$188B
$1.46M 0.29%
8,183
+771
+10% +$137K
IJR icon
85
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.45M 0.29%
20,830
+5,400
+35% +$417K
FXH icon
86
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.44M 0.29%
21,023
+5,446
+35% +$413K
NOBL icon
87
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.43M 0.29%
47,182
+36,512
+342% +$1.16M
QABA icon
88
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$1.38M 0.28%
31,974
+5,252
+20% +$254K
FTSM icon
89
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.37M 0.28%
22,849
+13,590
+147% +$815K
HD icon
90
Home Depot
HD
$332B
$1.31M 0.26%
7,559
+298
+4% +$53.4K
ABBV icon
91
AbbVie
ABBV
$458B
$1.3M 0.26%
14,192
-19,689
-58% -$1.73M
MRK icon
92
Merck
MRK
$324B
$1.3M 0.26%
17,866
+2,561
+17% +$181K
SDY icon
93
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.3M 0.26%
14,510
-1,269
-8% -$120K
BND icon
94
Vanguard Total Bond Market
BND
$157B
$1.29M 0.26%
16,315
-3,000
-16% -$235K
BRK.B icon
95
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.27M 0.26%
6,288
+116
+2% +$24.2K
FXR icon
96
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.27M 0.26%
37,184
+20,561
+124% +$772K
CMA
97
DELISTED
Comerica
CMA
$1.24M 0.25%
17,924
+15,567
+660% +$1.24M
BAC icon
98
Bank of America
BAC
$435B
$1.23M 0.25%
49,325
-1,043
-2% -$28.3K
MINT icon
99
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.22M 0.25%
12,055
-5,614
-32% -$569K
FCVT icon
100
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.21M 0.24%
43,656
+135
+0.3% +$3.87K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.