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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
76
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.09M 0.24%
13,343
-21,037
-61% -$1.67M
EWL icon
77
iShares MSCI Switzerland ETF
EWL
$2.12B
$1.08M 0.24%
36,403
+4,321
+13% +$126K
WMT icon
78
Walmart Inc
WMT
$868B
$1.04M 0.23%
45,873
+1,821
+4% +$39.9K
BMY icon
79
Bristol-Myers Squibb
BMY
$128B
$1.02M 0.23%
15,960
+2,911
+22% +$184K
CWB icon
80
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.67B
$996K 0.22%
23,049
+1,466
+7% +$60.7K
MUB icon
81
iShares National Muni Bond ETF
MUB
$45.1B
$972K 0.22%
8,704
+79
+0.9% +$8.79K
FXG icon
82
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$948K 0.21%
20,550
-6,999
-25% -$308K
BND icon
83
Vanguard Total Bond Market
BND
$158B
$946K 0.21%
11,419
+6,002
+111% +$491K
DIS icon
84
Walt Disney
DIS
$165B
$945K 0.21%
9,276
-3,192
-26% -$308K
BRK.B icon
85
Berkshire Hathaway Class B
BRK.B
$1.07T
$935K 0.21%
6,592
+1,528
+30% +$203K
GYLD icon
86
Arrow Dow Jones Global Yield ETF
GYLD
$36.3M
$896K 0.2%
50,525
+2,200
+5% +$36K
VGSH icon
87
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$889K 0.2%
14,521
+250
+2% +$15.3K
DG icon
88
Dollar General
DG
$25.9B
$883K 0.2%
+10,320
New +$781K
IIM icon
89
Invesco Value Municipal Income Trust
IIM
$586M
$878K 0.2%
51,400
+17,300
+51% +$292K
IAU icon
90
iShares Gold Trust
IAU
$63.1B
$873K 0.19%
+36,730
New +$840K
FTSL icon
91
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$858K 0.19%
+18,050
New +$846K
UPS icon
92
United Parcel Service
UPS
$97.1B
$844K 0.19%
8,005
-120
-1% -$11.7K
GILD icon
93
Gilead Sciences
GILD
$162B
$841K 0.19%
9,097
-5,648
-38% -$509K
DWTR
94
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$830K 0.18%
35,127
-4,170
-11% -$94.6K
IFLN
95
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$784K 0.17%
+44,058
New +$762K
FUTY icon
96
Fidelity MSCI Utilities Index ETF
FUTY
$2.42B
$783K 0.17%
+24,596
New +$728K
GDXJ icon
97
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
$783K 0.17%
28,116
+11,440
+69% +$267K
GLD icon
98
SPDR Gold Trust
GLD
$131B
$762K 0.17%
6,514
+120
+2% +$13.6K
FXU icon
99
First Trust Utilities AlphaDEX Fund
FXU
$844M
$758K 0.17%
+29,179
New +$689K
COST icon
100
Costco
COST
$413B
$753K 0.17%
4,775
-92
-2% -$13.9K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.