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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGCB icon
951
Capital Group Core Bond ETF
CGCB
$5.62B
$275K 0.01%
+10,645
New +$274K
USIG icon
952
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$275K 0.01%
5,466
-397
-7% -$19.9K
UTG icon
953
Reaves Utility Income Fund
UTG
$3.69B
$274K 0.01%
+10,033
New +$273K
NVT icon
954
nVent Electric
NVT
$24.5B
$274K 0.01%
3,572
+442
+14% +$34.3K
HUBS icon
955
HubSpot
HUBS
$10.5B
$273K 0.01%
463
-77
-14% -$47.2K
FTRI icon
956
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$273K 0.01%
+21,038
New +$284K
USAU icon
957
US Gold Corp
USAU
$220M
$271K 0.01%
52,500
+40,000
+320% +$198K
IDLV icon
958
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$271K 0.01%
9,933
-305
-3% -$8.46K
GGG icon
959
Graco
GGG
$12.9B
$270K 0.01%
3,401
-25
-0.7% -$2.09K
FXU icon
960
First Trust Utilities AlphaDEX Fund
FXU
$840M
$269K 0.01%
8,140
-652
-7% -$21.8K
IHI icon
961
iShares US Medical Devices ETF
IHI
$3.02B
$268K 0.01%
4,779
+301
+7% +$16.8K
TREX icon
962
Trex
TREX
$4.51B
$267K 0.01%
3,598
+241
+7% +$21.1K
IEO icon
963
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$266K 0.01%
2,673
+29
+1% +$3.01K
SNPS icon
964
Synopsys
SNPS
$71.5B
$265K 0.01%
+446
New +$252K
HEEM icon
965
iShares Currency Hedged MSCI Emerging Markets
HEEM
$270M
$265K 0.01%
+9,775
New +$258K
BMO icon
966
Bank of Montreal
BMO
$125B
$264K 0.01%
3,152
+94
+3% +$8.54K
KRP icon
967
Kimbell Royalty Partners
KRP
$1.47B
$264K 0.01%
16,150
-183,894
-92% -$2.99M
MOS icon
968
The Mosaic Company
MOS
$7.09B
$263K 0.01%
9,107
-9,935
-52% -$299K
AVDV icon
969
Avantis International Small Cap Value ETF
AVDV
$18.9B
$262K 0.01%
4,037
-50,125
-93% -$3.31M
IQLT icon
970
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$262K 0.01%
6,711
-35,376
-84% -$1.39M
SCCO icon
971
Southern Copper
SCCO
$141B
$261K 0.01%
+2,591
New +$276K
FNDA icon
972
Schwab Fundamental US Small Company Index ETF
FNDA
$9.17B
$261K 0.01%
9,504
+742
+8% +$20.5K
EXAS
973
DELISTED
Exact Sciences
EXAS
$260K 0.01%
6,158
-496
-7% -$27.3K
OXLC
974
Oxford Lane Capital
OXLC
$830M
$259K 0.01%
9,570
+613
+7% +$16.1K
P
975
Everpure Inc
P
$24.8B
$259K 0.01%
+4,035
New +$234K
37 38
39
40 41

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.