We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.61B
AUM Growth
+$180M
Cap. Flow
+$56.9M
Cap. Flow %
2.18%
Top 10 Hldgs %
19.7%
Holding
1,097
New
140
Increased
454
Reduced
358
Closed
92

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$32.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.9M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$10.3M
5
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$9.39M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$44.7M
2
IYH icon
iShares US Healthcare ETF
IYH
+$7.99M
3
IYE icon
iShares US Energy ETF
IYE
+$7.63M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$6.67M
5
AZN icon
AstraZeneca
AZN
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 14.62%
2 Financials 6.45%
3 Healthcare 5.52%
4 Industrials 5.13%
5 Consumer Staples 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTL
951
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$204K 0.01%
30,148
+176
+0.6% +$1.04K
FFEB icon
952
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$204K 0.01%
+5,110
New +$195K
ZBRA icon
953
Zebra Technologies
ZBRA
$12.4B
$204K 0.01%
688
+4
+0.6% +$1.12K
SPLK
954
DELISTED
Splunk Inc
SPLK
$203K 0.01%
+1,912
New +$182K
BTI icon
955
British American Tobacco
BTI
$132B
$202K 0.01%
+6,094
New +$208K
ZM icon
956
Zoom
ZM
$25.8B
$202K 0.01%
2,982
-205
-6% -$13.7K
DKS icon
957
Dick's Sporting Goods
DKS
$18.4B
$202K 0.01%
+1,528
New +$209K
BNY
958
Bank of New York Mellon
BNY
$108B
$201K 0.01%
+4,521
New +$194K
LITE icon
959
Lumentum
LITE
$59.4B
$200K 0.01%
+3,530
New +$176K
PLUG icon
960
Plug Power
PLUG
$2.92B
$183K 0.01%
17,583
+825
+5% +$7.51K
OXLC
961
Oxford Lane Capital
OXLC
$830M
$182K 0.01%
7,510
+3,479
+86% +$88.9K
USA icon
962
Liberty All-Star Equity Fund
USA
$1.75B
$174K 0.01%
26,922
+235
+0.9% +$1.44K
HBAN icon
963
Huntington Bancshares
HBAN
$35.1B
$172K 0.01%
15,933
-1,358
-8% -$14.5K
FSLY icon
964
Fastly Inc
FSLY
$3.17B
$168K 0.01%
10,652
-70
-0.7% -$1.07K
NUV icon
965
Nuveen Municipal Value Fund
NUV
$1.91B
$157K 0.01%
18,033
– –
VKQ icon
966
Invesco Municipal Trust
VKQ
$536M
$156K 0.01%
16,541
-1,166
-7% -$11.1K
STEM icon
967
Stem
STEM
$49.2M
$142K 0.01%
1,238
+12
+1% +$1.19K
RIOT icon
968
Riot Platforms
RIOT
$8.52B
$141K 0.01%
11,921
-35
-0.3% -$392
PBR icon
969
Petrobras
PBR
$121B
$140K 0.01%
10,153
-4,873
-32% -$59.3K
VVR icon
970
Invesco Senior Income Trust
VVR
$456M
$131K 0.01%
34,000
– –
CNCR
971
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$129K ﹤0.01%
10,000
– –
NAD icon
972
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$127K ﹤0.01%
11,276
+36
+0.3% +$405
FEI
973
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$122K ﹤0.01%
15,816
– –
JPS
974
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$113K ﹤0.01%
17,740
+56
+0.3% +$355
VOD icon
975
Vodafone
VOD
$34.9B
$108K ﹤0.01%
+11,390
New +$120K
37 38
39
40 41

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2023 Portfolio in Review

As of Q2 2023, Prospera Financial Services held 1,097 positions worth $2.61B, up 7.4% from $2.43B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q2 2023 filing shows 140 new, 454 increased, 358 reduced and 92 closed positions. Its largest new stake was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q2 2023 buy was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2023, an estimated $32.5M increase.
  • Prospera Financial Services's biggest Q2 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $44.7M.
  • Prospera Financial Services fully exited Monolithic Power Systems in Q2 2023, selling an estimated $4.08M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2.61B portfolio in Q2 2023.
  • Prospera Financial Services opened 140 new positions and closed 92 in Q2 2023.
  • Prospera Financial Services's portfolio value rose 7.4% quarter-over-quarter to $2.61B.

Based on Prospera Financial Services's 13F filing for Q2 2023, filed 8 Aug 2023.