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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDIS icon
951
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
– –
-1,200
Closed -$74K
FDLO icon
952
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
– –
-1,353
Closed -$54K
FDM icon
953
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
– –
-52
Closed -$2K
FE icon
954
FirstEnergy
FE
$28.4B
– –
-615
Closed -$18K
FEMS icon
955
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$237M
– –
-1,595
Closed -$54K
FEZ icon
956
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
– –
-194
Closed -$7K
FFBC icon
957
First Financial Bancorp
FFBC
$3.55B
– –
-165
Closed -$2K
FFC
958
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
– –
-500
Closed -$10K
FGM icon
959
First Trust Germany AlphaDEX Fund
FGM
$96.8M
– –
-227
Closed -$10K
FHB icon
960
First Hawaiian
FHB
$3.41B
– –
-300
Closed -$4K
FHLC icon
961
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
– –
-875
Closed -$46K
FISV
962
Fiserv Inc
FISV
$29.7B
– –
-207
Closed -$21K
FIDU icon
963
Fidelity MSCI Industrials Index ETF
FIDU
$2.26B
– –
-1,250
Closed -$50K
FINX icon
964
Global X FinTech ETF
FINX
$170M
– –
-150
Closed -$6K
FIVE icon
965
Five Below
FIVE
$11.6B
– –
-20
Closed -$3K
FIVN icon
966
FIVE9
FIVN
$2.08B
– –
-1,021
Closed -$132K
FIW icon
967
First Trust Water ETF
FIW
$1.87B
– –
-604
Closed -$37K
FL
968
DELISTED
Foot Locker
FL
– –
-88
Closed -$3K
FJUN icon
969
FT Vest US Equity Buffer ETF June
FJUN
$1.33B
– –
-2,800
Closed -$90K
FLBL icon
970
Franklin Senior Loan ETF
FLBL
$852M
– –
-100
Closed -$2K
FLHY icon
971
Franklin High Yield Corporate ETF
FLHY
$1.21B
– –
-200
Closed -$5K
FLN icon
972
First Trust Latin America AlphaDEX Fund
FLN
$36.9M
– –
-58
Closed -$1K
FLO icon
973
Flowers Foods
FLO
$1.58B
– –
-700
Closed -$17K
FLOT icon
974
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-2,550
Closed -$129K
FLQL icon
975
Franklin US Large Cap Multifactor Index ETF
FLQL
$1.99B
– –
-353
Closed -$12K
37 38
39
40 41

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.