We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSA icon
926
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
– –
-131
Closed -$8K
EVF
927
Eaton Vance Senior Income Trust
EVF
$90.1M
– –
-4,157
Closed -$24K
EVRG icon
928
Evergy
EVRG
$19.4B
– –
-1,547
Closed -$79K
EVT icon
929
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
– –
-5,350
Closed -$105K
EWJ icon
930
iShares MSCI Japan ETF
EWJ
$21.2B
– –
-329
Closed -$19K
EWU icon
931
iShares MSCI United Kingdom ETF
EWU
$4.1B
– –
-436
Closed -$11K
EWX icon
932
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
– –
-107
Closed -$5K
EWZ icon
933
iShares MSCI Brazil ETF
EWZ
$8.98B
– –
-102
Closed -$3K
EXC icon
934
Exelon
EXC
$48.1B
– –
-2,811
Closed -$72K
EXPD icon
935
Expeditors International
EXPD
$22.3B
– –
-138
Closed -$13K
EXPE icon
936
Expedia Group
EXPE
$36.5B
– –
-320
Closed -$29K
EXPO icon
937
Exponent
EXPO
$3.19B
– –
-730
Closed -$53K
EXR icon
938
Extra Space Storage
EXR
$32.3B
– –
-986
Closed -$105K
EZU icon
939
iShare MSCI Eurozone ETF
EZU
$9.38B
– –
-109
Closed -$4K
FAAR icon
940
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
– –
-1,000
Closed -$27K
FAF icon
941
First American
FAF
$7.98B
– –
-17
Closed -$1K
FAN icon
942
First Trust Global Wind Energy ETF
FAN
$271M
– –
-1,474
Closed -$26K
FATE icon
943
Fate Therapeutics
FATE
$275M
– –
-361
Closed -$14K
FAUG icon
944
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
– –
-3,000
Closed -$97K
FBIN icon
945
Fortune Brands Innovations
FBIN
$5.86B
– –
-827
Closed -$61K
FBZ
946
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-78
Closed -$1K
FCEF icon
947
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.1M
– –
-2,809
Closed -$55K
FCFS icon
948
FirstCash
FCFS
$8.77B
– –
-375
Closed -$21K
FCPT icon
949
Four Corners Property Trust
FCPT
$2.89B
– –
-53
Closed -$1K
FDD icon
950
First Trust STOXX European Select Dividend Income Fund
FDD
$867M
– –
-2,086
Closed -$21K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.