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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
901
iShares China Large-Cap ETF
FXI
$4.24B
$204K 0.01%
6,913
-1,837
-21% -$55.2K
EFR
902
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$199K 0.01%
17,524
+81
+0.5% +$941
CREX icon
903
Creative Realities
CREX
$39.9M
$197K 0.01%
88,901
-1
-0% -$2
PLUG icon
904
Plug Power
PLUG
$2.78B
$196K 0.01%
16,758
+330
+2% +$4.72K
CRUZ
905
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$195K 0.01%
10,726
-395
-4% -$7.28K
HBAN icon
906
Huntington Bancshares
HBAN
$34.9B
$194K 0.01%
17,291
+1,450
+9% +$20.2K
FSLY icon
907
Fastly Inc
FSLY
$3.04B
$190K 0.01%
+10,722
New +$136K
PXJ icon
908
Invesco Oil & Gas Services ETF
PXJ
$64.1M
$189K 0.01%
+7,575
New +$202K
RTL
909
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$188K 0.01%
29,972
+14,841
+98% +$96.2K
XPEV icon
910
XPeng
XPEV
$12.2B
$187K 0.01%
16,818
-418
-2% -$4.04K
VKQ icon
911
Invesco Municipal Trust
VKQ
$540M
$176K 0.01%
17,707
-4,987
-22% -$48.7K
RITM icon
912
Rithm Capital
RITM
$5.46B
$175K 0.01%
21,928
+1,324
+6% +$11.6K
USA icon
913
Liberty All-Star Equity Fund
USA
$1.78B
$165K 0.01%
26,687
+9,527
+56% +$58.5K
NUV icon
914
Nuveen Municipal Value Fund
NUV
$1.9B
$159K 0.01%
18,033
-1,028
-5% -$9.13K
LYFT icon
915
Lyft
LYFT
$5.7B
$158K 0.01%
17,004
+1,150
+7% +$13.9K
PBR icon
916
Petrobras
PBR
$118B
$157K 0.01%
15,026
+31
+0.2% +$337
TWI icon
917
Titan International
TWI
$523M
$141K 0.01%
+13,421
New +$190K
FSR
918
DELISTED
Fisker Inc.
FSR
$140K 0.01%
22,800
– –
STEM icon
919
Stem
STEM
$46.7M
$139K 0.01%
1,226
+17
+1% +$2.88K
PLTR icon
920
Palantir
PLTR
$283B
$132K 0.01%
15,673
+3,925
+33% +$30.7K
ZETA icon
921
Zeta Global
ZETA
$5.07B
$132K 0.01%
+12,165
New +$117K
NAD icon
922
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$130K 0.01%
11,240
+24
+0.2% +$278
GNL icon
923
Global Net Lease
GNL
$1.86B
$129K 0.01%
10,054
+46
+0.5% +$632
FT
924
Franklin Universal Trust
FT
$201M
$126K 0.01%
17,690
– –
VVR icon
925
Invesco Senior Income Trust
VVR
$456M
$125K 0.01%
34,000
– –
35 36
37
38 39

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.