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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTX icon
876
Gentex
GNTX
$4.88B
$330K 0.01%
+9,776
New +$338K
GBTC icon
877
Grayscale Bitcoin Trust
GBTC
$9.64B
$329K 0.01%
+6,847
New +$361K
JCPB icon
878
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$328K 0.01%
7,073
+1,538
+28% +$70.7K
FYC icon
879
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$328K 0.01%
4,972
-220
-4% -$14.3K
HUSV icon
880
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$328K 0.01%
9,251
-521
-5% -$18.2K
INSP icon
881
Inspire Medical Systems
INSP
$1.42B
$327K 0.01%
2,445
+43
+2% +$8.14K
URBN icon
882
Urban Outfitters
URBN
$5.99B
$326K 0.01%
7,930
+327
+4% +$13.4K
EQT icon
883
EQT Corp
EQT
$33.2B
$325K 0.01%
8,802
+406
+5% +$15.9K
PKW icon
884
Invesco BuyBack Achievers ETF
PKW
$1.69B
$325K 0.01%
3,129
-10
-0.3% -$1.04K
NLY icon
885
Annaly Capital Management
NLY
$16.9B
$325K 0.01%
17,058
+3,568
+26% +$69.3K
BNDX icon
886
Vanguard Total International Bond ETF
BNDX
$82B
$325K 0.01%
6,660
-1,978
-23% -$96.3K
QCLN icon
887
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$324K 0.01%
9,525
+252
+3% +$8.73K
GUNR icon
888
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$324K 0.01%
8,072
+70
+0.9% +$2.92K
NET icon
889
Cloudflare
NET
$93B
$323K 0.01%
3,903
+105
+3% +$8.47K
CSWC icon
890
Capital Southwest
CSWC
$1.46B
$323K 0.01%
+12,368
New +$317K
FUTU icon
891
Futu Holdings
FUTU
$13.9B
$322K 0.01%
4,910
-937
-16% -$63.4K
JBL icon
892
Jabil
JBL
$32.8B
$322K 0.01%
2,959
+472
+19% +$57.2K
CACI icon
893
CACI
CACI
$10.8B
$321K 0.01%
747
-33
-4% -$13.5K
GRID
894
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$319K 0.01%
2,759
+229
+9% +$26.7K
PSET icon
895
Principal Exchange-Traded Funds Principal Quality ETF
PSET
$27.4M
$319K 0.01%
+4,675
New +$310K
REXR icon
896
Rexford Industrial Realty
REXR
$8.7B
$319K 0.01%
7,157
+1,464
+26% +$65.9K
GNR icon
897
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$319K 0.01%
+5,703
New +$331K
IAUM icon
898
iShares Gold Trust Micro
IAUM
$6.36B
$316K 0.01%
+13,618
New +$318K
XISE icon
899
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$36.5M
$314K 0.01%
10,274
– –
MANH icon
900
Manhattan Associates
MANH
$8.97B
$313K 0.01%
1,269
-51
-4% -$11.6K
34 35
36
37 38

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.