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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
876
LPL Financial
LPLA
$27.3B
$224K 0.01%
1,102
+19
+2% +$4.34K
MAR icon
877
Marriott International
MAR
$99.7B
$223K 0.01%
+1,344
New +$224K
FTXG icon
878
First Trust Nasdaq Food & Beverage ETF
FTXG
$25M
$220K 0.01%
8,173
– –
ALTL icon
879
Pacer Lunt Large Cap Alternator ETF
ALTL
$90M
$219K 0.01%
5,760
-115
-2% -$4.49K
IGE icon
880
iShares North American Natural Resources ETF
IGE
$725M
$218K 0.01%
5,572
-21
-0.4% -$847
ZBRA icon
881
Zebra Technologies
ZBRA
$13.1B
$218K 0.01%
+684
New +$207K
RMI
882
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.4M
$217K 0.01%
12,979
-3,650
-22% -$62.3K
DLN icon
883
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
$217K 0.01%
3,506
-3,120
-47% -$194K
EXC icon
884
Exelon
EXC
$48.9B
$216K 0.01%
+5,159
New +$215K
OVV icon
885
Ovintiv
OVV
$16.3B
$216K 0.01%
5,983
+220
+4% +$9.7K
LRGE icon
886
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$215K 0.01%
4,506
-1,907
-30% -$85.2K
MUA icon
887
BlackRock MuniAssets Fund
MUA
$518M
$211K 0.01%
20,061
+1,190
+6% +$12.9K
LDP icon
888
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$211K 0.01%
11,800
– –
FDT icon
889
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$210K 0.01%
+4,146
New +$209K
QTEC icon
890
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.42B
$210K 0.01%
1,610
-1,305
-45% -$156K
STWD icon
891
Starwood Property Trust
STWD
$6.18B
$210K 0.01%
11,868
+1,384
+13% +$26.7K
DXLG icon
892
Destination XL Group
DXLG
$34.7M
$210K 0.01%
38,035
+1,527
+4% +$9.68K
COIN icon
893
Coinbase
COIN
$43.6B
$207K 0.01%
+3,066
New +$184K
FMHI icon
894
First Trust Municipal High Income ETF
FMHI
$991M
$207K 0.01%
+4,408
New +$207K
FDEC icon
895
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
$207K 0.01%
+6,135
New +$202K
GSY icon
896
Invesco Ultra Short Duration ETF
GSY
$3.86B
$206K 0.01%
4,157
-3,400
-45% -$169K
GRID
897
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.1B
$206K 0.01%
+2,110
New +$198K
S icon
898
SentinelOne
S
$6.27B
$206K 0.01%
+12,599
New +$190K
NUO
899
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$205K 0.01%
16,129
+55
+0.3% +$701
DFS
900
DELISTED
Discover Financial Services
DFS
$204K 0.01%
+2,058
New +$220K
34 35
36
37 38

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.