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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
851
Allstate
ALL
$66.9B
$351K 0.01%
2,195
-141
-6% -$23.5K
FJAN icon
852
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$350K 0.01%
8,053
-267,176
-97% -$11.3M
IUSB icon
853
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$349K 0.01%
7,716
+1,447
+23% +$65.1K
JPC icon
854
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$349K 0.01%
46,754
+22,267
+91% +$160K
CTVA icon
855
Corteva
CTVA
$59.7B
$349K 0.01%
6,461
+227
+4% +$12.5K
STLD icon
856
Steel Dynamics
STLD
$35.6B
$348K 0.01%
2,678
-1
-0% -$134
PBA icon
857
Pembina Pipeline
PBA
$29.9B
$348K 0.01%
+9,376
New +$339K
CMA
858
DELISTED
Comerica
CMA
$347K 0.01%
6,799
+1,920
+39% +$98.1K
SCHM icon
859
Schwab US Mid-Cap ETF
SCHM
$14.6B
$346K 0.01%
13,314
-441
-3% -$11.5K
MAR icon
860
Marriott International
MAR
$98.7B
$346K 0.01%
1,431
+41
+3% +$9.84K
IPKW icon
861
Invesco International BuyBack Achievers ETF
IPKW
$537M
$346K 0.01%
8,657
– –
SPSM icon
862
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$345K 0.01%
8,294
-391
-5% -$16.3K
UTHR icon
863
United Therapeutics
UTHR
$26.3B
$343K 0.01%
1,077
-10
-0.9% -$2.65K
BIIB icon
864
Biogen
BIIB
$29.9B
$341K 0.01%
1,472
-312
-17% -$67.8K
EXC icon
865
Exelon
EXC
$48.6B
$341K 0.01%
9,850
+1,310
+15% +$48.4K
IMCG icon
866
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$340K 0.01%
5,011
+28
+0.6% +$1.9K
VRT icon
867
Vertiv
VRT
$112B
$339K 0.01%
+3,912
New +$356K
FTS icon
868
Fortis
FTS
$30B
$338K 0.01%
8,715
+152
+2% +$5.99K
WPC icon
869
W.P. Carey
WPC
$17.1B
$338K 0.01%
6,144
+490
+9% +$27.6K
FNOV icon
870
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$337K 0.01%
7,327
– –
AIG icon
871
American International
AIG
$41.9B
$336K 0.01%
4,524
+30
+0.7% +$2.29K
SPEM icon
872
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$335K 0.01%
8,893
-4,859
-35% -$181K
WOOD icon
873
iShares Global Timber & Forestry ETF
WOOD
$258M
$334K 0.01%
4,264
– –
BUFG icon
874
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$331K 0.01%
+14,264
New +$322K
SPYX icon
875
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$330K 0.01%
7,403
+156
+2% +$6.68K
33 34
35
36 37

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.