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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
851
Corteva
CTVA
$60.5B
– –
-2,476
Closed -$71K
CUZ icon
852
Cousins Properties
CUZ
$5.31B
– –
-102
Closed -$3K
CVM icon
853
CEL-SCI Corp
CVM
$19.9M
– –
-24
Closed -$9K
CWH icon
854
Camping World
CWH
$384M
– –
-881
Closed -$26K
CWI icon
855
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
– –
-2,436
Closed -$59K
CXT icon
856
Crane NXT
CXT
$2.99B
– –
-3,302
Closed -$57K
CYBR
857
DELISTED
CyberArk
CYBR
– –
-25
Closed -$3K
CZR icon
858
Caesars Entertainment
CZR
$6.06B
– –
-100
Closed -$6K
DALI icon
859
First Trust DorseyWright DALI 1 ETF
DALI
$96M
– –
-244
Closed -$4K
DBC icon
860
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-4,099
Closed -$54K
DBA icon
861
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-50
Closed -$1K
DBB icon
862
Invesco DB Base Metals Fund
DBB
$306M
– –
-282
Closed -$4K
DBEM icon
863
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$101M
– –
-968
Closed -$24K
DBP icon
864
Invesco DB Precious Metals Fund
DBP
$236M
– –
-500
Closed -$26K
DBX icon
865
Dropbox
DBX
$7.78B
– –
-696
Closed -$13K
DENN
866
DELISTED
Denny's
DENN
– –
-140
Closed -$1K
DELL icon
867
Dell
DELL
$239B
– –
-1,973
Closed -$68K
DFE icon
868
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
– –
-305
Closed -$16K
DFJ icon
869
WisdomTree Japan SmallCap Dividend Fund
DFJ
$374M
– –
-102
Closed -$7K
DFP
870
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
– –
-1,744
Closed -$48K
DFS
871
DELISTED
Discover Financial Services
DFS
– –
-493
Closed -$29K
DGS icon
872
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
– –
-931
Closed -$38K
DGX icon
873
Quest Diagnostics
DGX
$26B
– –
-99
Closed -$11K
DHI icon
874
D.R. Horton
DHI
$41.2B
– –
-1,993
Closed -$151K
DHS icon
875
WisdomTree US High Dividend Fund
DHS
$1.58B
– –
-270
Closed -$17K
33 34
35
36 37

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.