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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMHI icon
826
First Trust Municipal High Income ETF
FMHI
$980M
$373K 0.01%
7,710
+32
+0.4% +$1.53K
AIO
827
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$882M
$372K 0.01%
+17,115
New +$342K
CP icon
828
Canadian Pacific Kansas City
CP
$82B
$371K 0.01%
4,713
+249
+6% +$20.3K
GEHC icon
829
GE HealthCare
GEHC
$27.6B
$371K 0.01%
4,761
+246
+5% +$20.1K
FMAY icon
830
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$370K 0.01%
+8,294
New +$362K
BCAT icon
831
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$370K 0.01%
22,556
+492
+2% +$7.91K
DKNG icon
832
DraftKings
DKNG
$11.4B
$369K 0.01%
9,672
+1,690
+21% +$70.2K
SAUG icon
833
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$368K 0.01%
16,940
– –
RFEU
834
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$367K 0.01%
5,635
-126
-2% -$8.22K
PBR icon
835
Petrobras
PBR
$121B
$366K 0.01%
25,272
-85,087
-77% -$1.32M
MOO icon
836
VanEck Agribusiness ETF
MOO
$989M
$366K 0.01%
5,212
+401
+8% +$29.1K
FINV
837
FinVolution Group
FINV
$1.12B
$364K 0.01%
76,235
+1,161
+2% +$5.68K
STX icon
838
Seagate
STX
$193B
$362K 0.01%
3,506
-1,909
-35% -$178K
CLM icon
839
Cornerstone Strategic Value Fund
CLM
$2.17B
$362K 0.01%
47,706
+2,845
+6% +$21.1K
ESGU icon
840
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$360K 0.01%
3,016
-46
-2% -$5.28K
VTHR icon
841
Vanguard Russell 3000 ETF
VTHR
$4.63B
$359K 0.01%
1,500
– –
NBIX icon
842
Neurocrine Biosciences
NBIX
$17.7B
$359K 0.01%
2,606
-333
-11% -$45.7K
SCHO icon
843
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$358K 0.01%
14,892
-8,302
-36% -$199K
BWA icon
844
BorgWarner
BWA
$13.2B
$358K 0.01%
11,105
+417
+4% +$14.4K
TWLO icon
845
Twilio
TWLO
$29.1B
$357K 0.01%
6,281
-148
-2% -$8.73K
PATH icon
846
UiPath
PATH
$5.62B
$355K 0.01%
27,993
-595
-2% -$10.3K
IXJ icon
847
iShares Global Healthcare ETF
IXJ
$4.11B
$354K 0.01%
3,811
– –
BKNG icon
848
Booking.com
BKNG
$138B
$353K 0.01%
2,225
+525
+31% +$77.8K
RPM icon
849
RPM International
RPM
$13.7B
$352K 0.01%
3,266
-21
-0.6% -$2.33K
IWY icon
850
iShares Russell Top 200 Growth ETF
IWY
$16B
$351K 0.01%
1,636
-7,497
-82% -$1.49M
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.