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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
826
DELISTED
Comerica
CMA
– –
-164
Closed -$6K
CMG icon
827
Chipotle Mexican Grill
CMG
$43.9B
– –
-950
Closed -$24K
CNA icon
828
CNA Financial
CNA
$14.9B
– –
-125
Closed -$4K
CNC icon
829
Centene
CNC
$30.5B
– –
-606
Closed -$35K
CNI icon
830
Canadian National Railway
CNI
$78.5B
– –
-781
Closed -$83K
CNK icon
831
Cinemark Holdings
CNK
$4.07B
– –
-7,832
Closed -$78K
CNNE icon
832
Cannae Holdings
CNNE
$653M
– –
-198
Closed -$7K
CNP icon
833
CenterPoint Energy
CNP
$28.3B
– –
-696
Closed -$13K
CNQ icon
834
Canadian Natural Resources
CNQ
$96.9B
– –
-1,503
Closed -$12K
CODI icon
835
Compass Diversified
CODI
$752M
– –
-700
Closed -$13K
CODX
836
Co-Diagnostics
CODX
$5.56M
– –
-82
Closed -$33K
COF icon
837
Capital One
COF
$128B
– –
-832
Closed -$60K
COLL icon
838
Collegium Pharmaceutical
COLL
$1.18B
– –
-10,004
Closed -$208K
COOP
839
DELISTED
Mr. Cooper
COOP
– –
-2,064
Closed -$46K
CP icon
840
Canadian Pacific Kansas City
CP
$81B
– –
-525
Closed -$32K
CPB icon
841
Campbell Soup
CPB
$6.85B
– –
-81
Closed -$4K
CQP icon
842
Cheniere Energy
CQP
$30.5B
– –
-740
Closed -$24K
CRBP icon
843
Corbus Pharmaceuticals
CRBP
$165M
– –
-83
Closed -$5K
CROX icon
844
Crocs
CROX
$6.63B
– –
-100
Closed -$4K
CRSP icon
845
CRISPR Therapeutics
CRSP
$4.69B
– –
-596
Closed -$50K
CSGS
846
DELISTED
CSG Systems International
CSGS
– –
-60
Closed -$2K
CSM icon
847
ProShares Large Cap Core Plus
CSM
$506M
– –
-324
Closed -$12K
CTAS icon
848
Cintas
CTAS
$86.6B
– –
-1,624
Closed -$134K
CTRA
849
DELISTED
Coterra Energy
CTRA
– –
-4,043
Closed -$70K
CTSH icon
850
Cognizant
CTSH
$25.2B
– –
-124
Closed -$9K
32 33
34
35 36

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.