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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDEV icon
801
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$398K 0.01%
6,071
-6,459
-52% -$430K
WYNN icon
802
Wynn Resorts
WYNN
$10.1B
$397K 0.01%
4,435
-89
-2% -$8.54K
AADR icon
803
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
$397K 0.01%
6,405
-195
-3% -$12.2K
URA icon
804
Global X Uranium ETF
URA
$5.52B
$396K 0.01%
+13,684
New +$417K
CHY
805
Calamos Convertible and High Income Fund
CHY
$1.03B
$396K 0.01%
35,466
-1,700
-5% -$19.1K
FDUS icon
806
Fidus Investment
FDUS
$737M
$393K 0.01%
20,172
– –
FTQI icon
807
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
$391K 0.01%
19,153
+2,874
+18% +$58.3K
PNTG icon
808
Pennant Group
PNTG
$1.43B
$390K 0.01%
16,806
– –
KRE icon
809
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$389K 0.01%
7,929
+47
+0.6% +$2.27K
GVIP icon
810
Goldman Sachs Hedge Industry VIP ETF
GVIP
$547M
$388K 0.01%
3,512
+24
+0.7% +$2.61K
PICK icon
811
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$387K 0.01%
9,490
-1,102
-10% -$47.3K
XIFR
812
XPLR Infrastructure LP
XIFR
$1.18B
$386K 0.01%
13,954
-160
-1% -$4.86K
OLN icon
813
Olin
OLN
$2.64B
$385K 0.01%
8,166
-278
-3% -$14.9K
IEI icon
814
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$385K 0.01%
3,334
-1,577
-32% -$181K
SGOV icon
815
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$384K 0.01%
3,814
-521
-12% -$52.4K
EXP icon
816
Eagle Materials
EXP
$6.6B
$383K 0.01%
1,759
-48
-3% -$11.8K
RGA icon
817
Reinsurance Group of America
RGA
$15.7B
$380K 0.01%
1,850
-12
-0.6% -$2.4K
USAI icon
818
Pacer American Energy Infrastructure ETF
USAI
$119M
$380K 0.01%
11,441
-1,725
-13% -$55.1K
OVV icon
819
Ovintiv
OVV
$17.5B
$379K 0.01%
8,093
-61
-0.7% -$3.07K
GPC icon
820
Genuine Parts
GPC
$17.1B
$379K 0.01%
2,739
+122
+5% +$18.2K
DON icon
821
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$378K 0.01%
8,091
+25
+0.3% +$1.18K
FNK icon
822
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$378K 0.01%
+7,410
New +$385K
ODFL icon
823
Old Dominion Freight Line
ODFL
$48.5B
$375K 0.01%
2,122
+180
+9% +$33.9K
IBB icon
824
iShares Biotechnology ETF
IBB
$9.31B
$374K 0.01%
2,728
-482
-15% -$64.3K
LII icon
825
Lennox International
LII
$18.8B
$374K 0.01%
699
-25
-3% -$12.3K
31 32
33
34 35

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.