We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARE icon
801
Carter Bankshares
CARE
$765M
– –
-31
Closed –
CASS icon
802
Cass Information Systems
CASS
$716M
– –
-56
Closed -$2K
CBON icon
803
VanEck China Bond ETF
CBON
$26.2M
– –
-329
Closed -$8K
CBRL icon
804
Cracker Barrel
CBRL
$1.26B
– –
-188
Closed -$22K
CCEP icon
805
Coca-Cola Europacific Partners
CCEP
$49.1B
– –
-163
Closed -$6K
CCJ icon
806
Cameco
CCJ
$36.8B
– –
-598
Closed -$6K
CCOI icon
807
Cogent Communications
CCOI
$635M
– –
-723
Closed -$43K
CCO icon
808
Clear Channel Outdoor Holdings
CCO
$1.22B
– –
-500
Closed -$1K
CEF icon
809
Sprott Physical Gold and Silver Trust
CEF
$7.35B
– –
-500
Closed -$9K
CF icon
810
CF Industries
CF
$19.6B
– –
-93
Closed -$3K
CG icon
811
Carlyle Group
CG
$16.1B
– –
-1,196
Closed -$30K
CGC
812
Canopy Growth
CGC
$376M
– –
-116
Closed -$17K
CGW icon
813
Invesco S&P Global Water Index ETF
CGW
$1.05B
– –
-94
Closed -$4K
CHCT
814
Community Healthcare Trust
CHCT
$536M
– –
-200
Closed -$9K
CHGG icon
815
Chegg
CHGG
$116M
– –
-253
Closed -$18K
CHKP icon
816
Check Point Software Technologies
CHKP
$14.3B
– –
-198
Closed -$24K
CHTR icon
817
Charter Communications
CHTR
$17.3B
– –
-7
Closed -$4K
CHWY icon
818
Chewy
CHWY
$9.54B
– –
-200
Closed -$11K
CHX
819
DELISTED
ChampionX
CHX
– –
-176
Closed -$1K
CIEN icon
820
Ciena
CIEN
$46.8B
– –
-120
Closed -$5K
CII icon
821
BlackRock Enhanced Captial and Income Fund
CII
$964M
– –
-2,291
Closed -$35K
CINF icon
822
Cincinnati Financial
CINF
$27.8B
– –
-1,082
Closed -$84K
CLDX icon
823
Celldex Therapeutics
CLDX
$2.94B
– –
-3,738
Closed -$55K
CLIX icon
824
ProShares Long Online/Short Stores ETF
CLIX
$7.11M
– –
-200
Closed -$17K
CLRB icon
825
Cellectar Biosciences
CLRB
$19.8M
– –
-3
Closed -$1K
31 32
33
34 35

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.