We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
776
Cigna
CI
$76.6B
$420K 0.01%
1,262
-48
-4% -$16.6K
DFAU icon
777
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$420K 0.01%
11,205
+3,700
+49% +$134K
PSEC icon
778
Prospect Capital
PSEC
$1.06B
$420K 0.01%
75,942
+8,442
+13% +$46.4K
CEF icon
779
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$418K 0.01%
18,950
+1,000
+6% +$22K
LUV icon
780
Southwest Airlines
LUV
$22.1B
$417K 0.01%
14,574
-1,938
-12% -$54.1K
UTES icon
781
Virtus Reaves Utilities ETF
UTES
$1.4B
$417K 0.01%
+8,044
New +$415K
QDF icon
782
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$416K 0.01%
6,262
-135
-2% -$8.76K
AAL icon
783
American Airlines Group
AAL
$9.58B
$416K 0.01%
36,686
-560
-2% -$7.36K
WAL icon
784
Western Alliance Bancorporation
WAL
$9.07B
$415K 0.01%
6,612
-41
-0.6% -$2.48K
ETV
785
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$414K 0.01%
30,276
+2,001
+7% +$26K
JPMB icon
786
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.2M
$414K 0.01%
10,699
-156
-1% -$6.04K
DG icon
787
Dollar General
DG
$25.9B
$413K 0.01%
3,120
-586
-16% -$81.8K
AFRM icon
788
Affirm
AFRM
$23.5B
$411K 0.01%
13,596
-471
-3% -$15.1K
YSEP icon
789
FT Vest International Equity Buffer ETF September
YSEP
$119M
$410K 0.01%
18,988
– –
CCI icon
790
Crown Castle
CCI
$32.7B
$408K 0.01%
4,174
-2,835
-40% -$279K
FRT icon
791
Federal Realty Investment Trust
FRT
$10.9B
$407K 0.01%
4,036
+43
+1% +$4.34K
DAL icon
792
Delta Air Lines
DAL
$55.9B
$407K 0.01%
8,574
+47
+0.6% +$2.34K
INCY icon
793
Incyte
INCY
$23.5B
$407K 0.01%
6,710
+159
+2% +$9.01K
SPTL icon
794
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$406K 0.01%
14,923
-30,486
-67% -$823K
ROL icon
795
Rollins
ROL
$18.6B
$405K 0.01%
8,299
+71
+0.9% +$3.28K
ICLN icon
796
iShares Global Clean Energy ETF
ICLN
$2.38B
$402K 0.01%
30,177
+603
+2% +$8.45K
NXTG icon
797
First Trust Indxx NextG ETF
NXTG
$537M
$402K 0.01%
4,894
-202
-4% -$15.9K
SPTS icon
798
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$402K 0.01%
13,917
-8,316
-37% -$239K
VGIT icon
799
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$401K 0.01%
6,885
-2,038
-23% -$118K
PXJ icon
800
Invesco Oil & Gas Services ETF
PXJ
$67.3M
$399K 0.01%
12,480
+932
+8% +$29.8K
30 31
32
33 34

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.