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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BL icon
776
BlackLine
BL
$1.9B
– –
-82
Closed -$7K
BLCN
777
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
– –
-100
Closed -$3K
BLDP
778
Ballard Power Systems
BLDP
$754M
– –
-100
Closed -$2K
BLOK icon
779
Amplify Blockchain Technology ETF
BLOK
$1.03B
– –
-100
Closed -$2K
BLV icon
780
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-235
Closed -$26K
BMEZ icon
781
BlackRock Health Sciences Trust II
BMEZ
$966M
– –
-110
Closed -$3K
BMRN icon
782
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-375
Closed -$29K
BNS icon
783
Scotiabank
BNS
$105B
– –
-1,500
Closed -$62K
BOND icon
784
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
– –
-1,085
Closed -$122K
BOOT icon
785
Boot Barn
BOOT
$4.58B
– –
-155
Closed -$4K
BORR
786
Borr Drilling
BORR
$1.19B
– –
-200
Closed –
BOTZ icon
787
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
– –
-1,275
Closed -$36K
BST icon
788
BlackRock Science and Technology Trust
BST
$1.53B
– –
-1,012
Closed -$43K
BUI icon
789
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$731M
– –
-940
Closed -$20K
BURL icon
790
Burlington
BURL
$23.4B
– –
-87
Closed -$18K
BWA icon
791
BorgWarner
BWA
$12.8B
– –
-359
Closed -$12K
BWX icon
792
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-284
Closed -$8K
BWXT icon
793
BWX Technologies
BWXT
$14.4B
– –
-22
Closed -$1K
BXMT icon
794
Blackstone Mortgage Trust
BXMT
$2.77B
– –
-1,000
Closed -$22K
BYND icon
795
Beyond Meat
BYND
$274M
– –
-818
Closed -$136K
BBBY
796
Bed Bath & Beyond
BBBY
$479M
– –
-23
Closed -$2K
BZH icon
797
Beazer Homes USA
BZH
$888M
– –
-375
Closed -$5K
CACI icon
798
CACI
CACI
$10.8B
– –
-150
Closed -$32K
CAH icon
799
Cardinal Health
CAH
$53.7B
– –
-150
Closed -$7K
CAR icon
800
Avis
CAR
$5.47B
– –
-50
Closed -$1K
30 31
32
33 34

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.