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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBN icon
751
BlackRock Taxable Municipal Bond Trust
BBN
$971M
– –
-2,000
Closed -$52K
BBP icon
752
Virtus Biotech ETF
BBP
$96.7M
– –
-110
Closed -$5K
BBWI icon
753
Bath & Body Works
BBWI
$3.97B
– –
-47
Closed -$1K
BBY icon
754
Best Buy
BBY
$19B
– –
-700
Closed -$78K
BCE icon
755
BCE
BCE
$20.8B
– –
-922
Closed -$38K
BCS icon
756
Barclays
BCS
$87.8B
– –
-89
Closed –
BEN icon
757
Franklin Resources
BEN
$16.8B
– –
-586
Closed -$12K
BEPC icon
758
Brookfield Renewable
BEPC
$5.86B
– –
-692
Closed -$27K
BEP icon
759
Brookfield Renewable
BEP
$9.6B
– –
-2,171
Closed -$76K
BFK
760
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-4,127
Closed -$57K
BGR icon
761
BlackRock Energy and Resources Trust
BGR
$410M
– –
-1,000
Closed -$6K
BGS icon
762
B&G Foods
BGS
$303M
– –
-196
Closed -$5K
BGY icon
763
BlackRock Enhanced International Dividend Trust
BGY
$509M
– –
-136
Closed -$1K
BHC icon
764
Bausch Health
BHC
$1.75B
– –
-260
Closed -$4K
BHF icon
765
Brighthouse Financial
BHF
$3.61B
– –
-82
Closed -$2K
BHK icon
766
BlackRock Core Bond Trust
BHK
$644M
– –
-538
Closed -$8K
BHP icon
767
BHP
BHP
$211B
– –
-165
Closed -$8K
BIDU icon
768
Baidu
BIDU
$35.7B
– –
-167
Closed -$21K
BIL icon
769
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-68
Closed -$6K
BIIB icon
770
Biogen
BIIB
$30.9B
– –
-26
Closed -$7K
BIO icon
771
Bio-Rad Laboratories Class A
BIO
$8.76B
– –
-4
Closed -$2K
BJ icon
772
BJs Wholesale Club
BJ
$12.8B
– –
-111
Closed -$5K
BNY
773
Bank of New York Mellon
BNY
$103B
– –
-238
Closed -$8K
BKH icon
774
Black Hills Corp
BKH
$5.55B
– –
-63
Closed -$3K
BKR icon
775
Baker Hughes
BKR
$58.3B
– –
-262
Closed -$3K
29 30
31
32 33

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.