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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
726
Ares Capital
ARCC
$13.5B
– –
-2,330
Closed -$33K
ARE icon
727
Alexandria Real Estate Equities
ARE
$9.15B
– –
-79
Closed -$13K
ARKG icon
728
ARK Genomic Revolution ETF
ARKG
$1.6B
– –
-200
Closed -$13K
ARKW icon
729
ARK Web x.0 ETF
ARKW
$1.65B
– –
-359
Closed -$39K
ARW icon
730
Arrow Electronics
ARW
$10.9B
– –
-192
Closed -$15K
ASH icon
731
Ashland
ASH
$3.33B
– –
-14
Closed -$1K
ASUR icon
732
Asure Software
ASUR
$240M
– –
-1,000
Closed -$8K
ATHM icon
733
Autohome
ATHM
$2.63B
– –
-50
Closed -$5K
ATKR icon
734
Atkore
ATKR
$2.4B
– –
-845
Closed -$19K
ATR icon
735
AptarGroup
ATR
$8.54B
– –
-556
Closed -$63K
ATRC icon
736
AtriCure
ATRC
$2.04B
– –
-130
Closed -$5K
AU icon
737
AngloGold Ashanti
AU
$41.6B
– –
-61
Closed -$2K
AVA icon
738
Avista
AVA
$3.39B
– –
-241
Closed -$8K
AVAV icon
739
AeroVironment
AVAV
$7.42B
– –
-40
Closed -$2K
AVNS
740
DELISTED
Avanos Medical
AVNS
– –
-12
Closed –
AVT icon
741
Avnet
AVT
$7.12B
– –
-280
Closed -$7K
AWF
742
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-2,134
Closed -$22K
AXS icon
743
AXIS Capital
AXS
$7.67B
– –
-164
Closed -$7K
AXTA icon
744
Axalta
AXTA
$7.71B
– –
-1,315
Closed -$29K
AYTU icon
745
AYTU BioPharma
AYTU
$23.1M
– –
-57
Closed -$14K
AZO icon
746
AutoZone
AZO
$49.1B
– –
-12
Closed -$14K
AZUL
747
DELISTED
Azul
AZUL
– –
-190
Closed -$3K
BAH icon
748
Booz Allen Hamilton
BAH
$8.22B
– –
-100
Closed -$8K
BAX icon
749
Baxter International
BAX
$13.8B
– –
-966
Closed -$78K
BBH icon
750
VanEck Biotech ETF
BBH
$404M
– –
-250
Closed -$41K
28 29
30
31 32

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.