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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
51
Vanguard S&P 500 ETF
VOO
$968B
$17.4M 0.45%
33,039
+2,761
+9% +$1.4M
MGK icon
52
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$17.4M 0.44%
270,365
+52,225
+24% +$3.26M
IBM icon
53
IBM
IBM
$202B
$17.4M 0.44%
78,592
+6,009
+8% +$1.18M
AGG icon
54
iShares Core US Aggregate Bond ETF
AGG
$138B
$17M 0.43%
168,007
+20,022
+14% +$2M
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.07T
$17M 0.43%
36,964
+1,157
+3% +$512K
COWZ icon
56
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$16.7M 0.43%
288,120
+21,439
+8% +$1.2M
V icon
57
Visa
V
$677B
$15.7M 0.4%
56,904
+6,425
+13% +$1.74M
TSLA icon
58
Tesla
TSLA
$1.24T
$15M 0.38%
57,369
+25,188
+78% +$5.74M
CRM icon
59
Salesforce
CRM
$134B
$15M 0.38%
54,791
+4,047
+8% +$1.04M
AMD icon
60
Advanced Micro Devices
AMD
$851B
$14.4M 0.37%
87,602
+29,453
+51% +$4.48M
ABBV icon
61
AbbVie
ABBV
$458B
$14.3M 0.37%
72,554
+706
+1% +$132K
FTGS icon
62
First Trust Growth Strength ETF
FTGS
$1.26B
$13.6M 0.35%
436,275
+51,152
+13% +$1.56M
DIA icon
63
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$13.4M 0.34%
31,579
-8
-0% -$3.25K
RLI icon
64
RLI Corp
RLI
$5.68B
$13.2M 0.34%
170,398
+8,648
+5% +$639K
ABT icon
65
Abbott
ABT
$180B
$13.1M 0.33%
114,880
+7,808
+7% +$856K
ADBE icon
66
Adobe
ADBE
$89.5B
$13.1M 0.33%
25,273
+929
+4% +$510K
CMCSA icon
67
Comcast
CMCSA
$79.1B
$12.9M 0.33%
307,826
+40,449
+15% +$1.6M
LOW icon
68
Lowe's Companies
LOW
$116B
$12.7M 0.33%
46,968
+2,698
+6% +$653K
BAC icon
69
Bank of America
BAC
$435B
$12.6M 0.32%
318,180
+16,599
+6% +$665K
SLV icon
70
iShares Silver Trust
SLV
$28.1B
$12.4M 0.32%
437,517
+21,017
+5% +$565K
SMH icon
71
VanEck Semiconductor ETF
SMH
$67.6B
$12.4M 0.32%
50,495
+16,957
+51% +$4.12M
RFDA icon
72
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$11.9M 0.3%
215,817
-1,088
-0.5% -$58.3K
PNC icon
73
PNC Financial Services
PNC
$100B
$11.9M 0.3%
64,247
+3,099
+5% +$543K
FVC icon
74
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$11.7M 0.3%
327,517
-34,543
-10% -$1.19M
NFLX icon
75
Netflix
NFLX
$292B
$11.7M 0.3%
165,240
+87,460
+112% +$5.85M
1 2
3
4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.