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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.51T
$9.54M 0.37%
31,762
-732
-2% -$221K
CAT icon
52
Caterpillar
CAT
$409B
$9.5M 0.37%
34,789
-3,146
-8% -$853K
XLE icon
53
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$9.45M 0.37%
209,048
+56,830
+37% +$2.49M
FPE icon
54
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$9.44M 0.36%
590,709
+45,095
+8% +$726K
UPS icon
55
United Parcel Service
UPS
$97.6B
$9.42M 0.36%
60,443
+1,050
+2% +$181K
RFDA icon
56
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$9.42M 0.36%
215,164
+89,083
+71% +$4.08M
V icon
57
Visa
V
$677B
$9.37M 0.36%
40,703
-1,659
-4% -$399K
DIA icon
58
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$9.3M 0.36%
27,756
+1,548
+6% +$537K
ABT icon
59
Abbott
ABT
$180B
$9.05M 0.35%
93,444
+5,070
+6% +$532K
EXE
60
Expand Energy Corp
EXE
$21.9B
$9.04M 0.35%
104,872
-2,658
-2% -$226K
CGDV icon
61
Capital Group Dividend Value ETF
CGDV
$36.6B
$8.92M 0.34%
336,891
+208,483
+162% +$5.7M
VTI icon
62
Vanguard Total Stock Market ETF
VTI
$654B
$8.85M 0.34%
41,623
+5,531
+15% +$1.22M
BIL icon
63
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$8.65M 0.33%
94,248
-31,193
-25% -$2.86M
ABBV icon
64
AbbVie
ABBV
$458B
$8.49M 0.33%
56,887
+159
+0.3% +$23.3K
DGRO icon
65
iShares Core Dividend Growth ETF
DGRO
$42.6B
$8.4M 0.32%
169,519
-755
-0.4% -$39.1K
LOW icon
66
Lowe's Companies
LOW
$116B
$8.23M 0.32%
39,592
-17,660
-31% -$3.97M
IWM icon
67
iShares Russell 2000 ETF
IWM
$80.9B
$8.06M 0.31%
45,599
+7,013
+18% +$1.32M
PLD icon
68
Prologis
PLD
$138B
$7.8M 0.3%
69,495
+5,709
+9% +$698K
AMD icon
69
Advanced Micro Devices
AMD
$851B
$7.77M 0.3%
75,553
+1,521
+2% +$165K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.76M 0.3%
82,269
-6,674
-8% -$667K
BAC icon
71
Bank of America
BAC
$435B
$7.71M 0.3%
281,542
-16,356
-5% -$484K
PNC icon
72
PNC Financial Services
PNC
$100B
$7.66M 0.3%
62,402
+27,552
+79% +$3.47M
CRM icon
73
Salesforce
CRM
$134B
$7.55M 0.29%
37,239
+328
+0.9% +$70.9K
HON icon
74
Honeywell
HON
$77.1B
$7.48M 0.29%
42,966
+3,312
+8% +$606K
KO icon
75
Coca-Cola
KO
$354B
$7.47M 0.29%
133,342
-11,566
-8% -$694K
1 2
3
4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.