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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
51
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.28M 0.41%
83,157
+64,773
+352% +$6.53M
CAT icon
52
Caterpillar
CAT
$409B
$8.26M 0.41%
34,490
-4,181
-11% -$910K
TIP icon
53
iShares TIPS Bond ETF
TIP
$14.5B
$8.12M 0.41%
76,291
-6,750
-8% -$721K
IVV icon
54
iShares Core S&P 500 ETF
IVV
$876B
$8.1M 0.41%
21,082
-8,762
-29% -$3.38M
LOW icon
55
Lowe's Companies
LOW
$116B
$7.86M 0.39%
39,464
-14,409
-27% -$2.88M
AMD icon
56
Advanced Micro Devices
AMD
$851B
$7.86M 0.39%
121,337
-7,815
-6% -$516K
MCD icon
57
McDonald's
MCD
$188B
$7.82M 0.39%
29,664
-4,476
-13% -$1.18M
FAAR icon
58
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$7.74M 0.39%
+259,047
New +$8.04M
COST icon
59
Costco
COST
$415B
$7.56M 0.38%
16,560
-3,300
-17% -$1.61M
IYK icon
60
iShares US Consumer Staples ETF
IYK
$1.39B
$7.55M 0.38%
111,693
-936
-0.8% -$61.6K
ABBV icon
61
AbbVie
ABBV
$458B
$7.53M 0.38%
46,620
+9,622
+26% +$1.48M
BIL icon
62
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$7.5M 0.38%
+82,036
New +$7.51M
VICI icon
63
VICI Properties
VICI
$29.4B
$7.42M 0.37%
228,895
-1,250
-0.5% -$40.2K
AVGO icon
64
Broadcom
AVGO
$1.82T
$7.38M 0.37%
132,020
+1,490
+1% +$74.7K
KO icon
65
Coca-Cola
KO
$354B
$7.33M 0.37%
115,217
-521
-0.5% -$31.5K
MS icon
66
Morgan Stanley
MS
$337B
$7.27M 0.36%
85,466
+157
+0.2% +$13.4K
PLD icon
67
Prologis
PLD
$138B
$7.21M 0.36%
63,984
+778
+1% +$86.2K
MOAT icon
68
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$7.1M 0.36%
109,329
+48,505
+80% +$3.15M
SLV icon
69
iShares Silver Trust
SLV
$28.1B
$7.03M 0.35%
319,431
-8,478
-3% -$166K
AZN icon
70
AstraZeneca
AZN
$263B
$6.99M 0.35%
51,560
-19,508
-27% -$2.45M
IYM icon
71
iShares US Basic Materials ETF
IYM
$1.16B
$6.93M 0.35%
+55,555
New +$6.83M
XLE icon
72
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$6.77M 0.34%
154,782
+7,454
+5% +$324K
SPSB icon
73
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$6.7M 0.34%
227,972
-1,651
-0.7% -$48.3K
BRK.B icon
74
Berkshire Hathaway Class B
BRK.B
$1.07T
$6.56M 0.33%
21,240
-736
-3% -$219K
VUG icon
75
Vanguard Growth ETF
VUG
$216B
$6.29M 0.32%
177,174
+1,752
+1% +$64.5K
1 2
3
4 5

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.