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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$642B
$5.04M 0.35%
+122,391
New +$4.59M
FXR icon
52
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$5.01M 0.35%
99,883
+99,340
+18,295% +$4.6M
MCD icon
53
McDonald's
MCD
$192B
$5M 0.34%
23,296
+22,472
+2,727% +$4.89M
SKYY icon
54
First Trust Cloud Computing ETF
SKYY
$2.78B
$4.98M 0.34%
52,405
+48,835
+1,368% +$4.21M
FTCS icon
55
First Trust Capital Strength ETF
FTCS
$7.89B
$4.92M 0.34%
+72,891
New +$4.77M
IVV icon
56
iShares Core S&P 500 ETF
IVV
$869B
$4.84M 0.33%
12,904
+8,302
+180% +$2.96M
LMBS icon
57
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$4.81M 0.33%
93,477
+82,305
+737% +$4.24M
CVX icon
58
Chevron
CVX
$378B
$4.67M 0.32%
55,320
+55,300
+276,500% +$4.48M
AVGO icon
59
Broadcom
AVGO
$1.82T
$4.64M 0.32%
105,860
+49,660
+88% +$1.94M
VZ icon
60
Verizon
VZ
$198B
$4.61M 0.32%
78,424
+78,197
+34,448% +$4.64M
BKLN icon
61
Invesco Senior Loan ETF
BKLN
$6.97B
$4.59M 0.32%
206,203
+57,428
+39% +$1.26M
FVC icon
62
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$4.55M 0.31%
146,613
+145,713
+16,190% +$4.19M
ACN icon
63
Accenture
ACN
$94.3B
$4.41M 0.3%
+16,874
New +$4.04M
ATVI
64
DELISTED
Activision Blizzard
ATVI
$4.36M 0.3%
46,963
+46,285
+6,827% +$3.76M
APD icon
65
Air Products & Chemicals
APD
$65.2B
$4.29M 0.3%
15,716
+15,632
+18,610% +$4.4M
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$4.21M 0.29%
81,445
+34,360
+73% +$1.65M
ZBH icon
67
Zimmer Biomet
ZBH
$17.8B
$4.21M 0.29%
+28,115
New +$3.97M
BAC icon
68
Bank of America
BAC
$436B
$4.2M 0.29%
138,519
+121,959
+736% +$3.27M
AMD icon
69
Advanced Micro Devices
AMD
$807B
$4.16M 0.29%
45,385
+44,853
+8,431% +$3.87M
ADI icon
70
Analog Devices
ADI
$181B
$4.15M 0.29%
28,111
+27,988
+22,754% +$3.71M
FDN icon
71
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$4.14M 0.29%
19,489
+16,208
+494% +$3.28M
MRK icon
72
Merck
MRK
$323B
$4.11M 0.28%
52,614
+17,992
+52% +$1.38M
FTSM icon
73
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$4.1M 0.28%
68,362
+50,458
+282% +$3.03M
MDY icon
74
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.1M 0.28%
9,759
+9,328
+2,164% +$3.59M
CMCSA icon
75
Comcast
CMCSA
$80.9B
$4.07M 0.28%
77,680
+76,010
+4,551% +$3.64M
1 2
3
4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.