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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
51
Vanguard Real Estate ETF
VNQ
$39.1B
$2.2M 0.4%
26,496
-172
-0.6% -$14.3K
JNJ icon
52
Johnson & Johnson
JNJ
$624B
$2.17M 0.39%
17,386
+562
+3% +$67.1K
FVC icon
53
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$2.12M 0.38%
94,325
+2,275
+2% +$50.8K
MSFT icon
54
Microsoft
MSFT
$2.83T
$2.11M 0.38%
32,104
-290
-0.9% -$18.6K
META icon
55
Meta Platforms (Facebook)
META
$1.54T
$2.04M 0.37%
14,359
+21
+0.1% +$2.81K
WMT icon
56
Walmart Inc
WMT
$863B
$2.04M 0.37%
84,765
+13,575
+19% +$312K
VBR icon
57
Vanguard Small-Cap Value ETF
VBR
$36.8B
$2M 0.36%
16,577
-827
-5% -$102K
SO icon
58
Southern Company
SO
$109B
$1.95M 0.35%
38,715
+25,619
+196% +$1.27M
MLPA icon
59
Global X MLP ETF
MLPA
$2.28B
$1.83M 0.33%
26,192
+1,834
+8% +$129K
BIV icon
60
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.77M 0.32%
21,089
-895
-4% -$74.5K
SDIV icon
61
Global X SuperDividend ETF
SDIV
$1.21B
$1.76M 0.32%
27,352
-616
-2% -$39.3K
DLR icon
62
Digital Realty Trust
DLR
$66.4B
$1.72M 0.31%
16,163
+4,439
+38% +$467K
ADI icon
63
Analog Devices
ADI
$185B
$1.71M 0.31%
20,943
+2,663
+15% +$209K
BSJK
64
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.7M 0.31%
69,000
+34,900
+102% +$856K
BND icon
65
Vanguard Total Bond Market
BND
$157B
$1.7M 0.31%
20,902
+3,462
+20% +$280K
LMBS icon
66
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$1.66M 0.3%
31,805
+14,288
+82% +$746K
HYG icon
67
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.64M 0.3%
18,709
+99
+0.5% +$8.65K
PSEC icon
68
Prospect Capital
PSEC
$1.06B
$1.63M 0.29%
179,692
-668
-0.4% -$5.99K
RFDA icon
69
ALPS Dynamic US Dividend Advantage ETF
RFDA
$87.4M
$1.58M 0.29%
57,041
+42,816
+301% +$1.19M
PFE icon
70
Pfizer
PFE
$143B
$1.54M 0.28%
47,462
+4,973
+12% +$157K
MET icon
71
MetLife
MET
$59.5B
$1.52M 0.27%
+32,439
New +$1.55M
MMP
72
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.52M 0.27%
19,741
+2,536
+15% +$197K
VOO icon
73
Vanguard S&P 500 ETF
VOO
$967B
$1.51M 0.27%
7,028
+441
+7% +$94.1K
JPM icon
74
JPMorgan Chase
JPM
$930B
$1.5M 0.27%
17,276
-487
-3% -$43K
BAC icon
75
Bank of America
BAC
$430B
$1.48M 0.27%
63,681
+6,547
+11% +$155K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.