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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
(-1.5%)
Cap. Flow
-$3.34M
Cap. Flow
% of AUM
-0.74%
Top 10 Holdings %
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$24.2M |
| 2 |
State Street SPDR ICE Preferred Securities ETF
PSK
|
+$21.6M |
| 3 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$20.8M |
| 4 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$14M |
| 5 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$13.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$57.4M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$23.1M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.4M |
| 4 |
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$7.67M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$7.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 4.78% |
| 2 | Communication Services | 3.97% |
| 3 | Industrials | 3.9% |
| 4 | Consumer Staples | 3.33% |
| 5 | Energy | 3.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Nike
NKE
$60.8B
| $1.4M | 0.31% |
22,765
-392
| -2% | -$23.7K |
|
52
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $1.39M | 0.31% |
+31,060
| New | +$1.29M |
|
53
iShares MSCI Belgium ETF
EWK
$162M
| $1.35M | 0.3% |
76,734
+9,245
| +14% | +$156K |
|
54
Alphabet (Google) Class A
GOOGL
$3.88T
| $1.34M | 0.3% |
35,120
+19,820
| +130% | +$730K |
|
|
BSJJ
55
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.34M | 0.3% |
+57,950
| New | +$1.3M |
|
56
iShares MSCI EAFE ETF
EFA
$76.1B
| $1.31M | 0.29% |
22,988
+1,915
| +9% | +$106K |
|
57
Enterprise Products Partners
EPD
$83.9B
| $1.31M | 0.29% |
53,255
+10,477
| +24% | +$244K |
|
58
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $1.3M | 0.29% |
+9,967
| New | +$1.28M |
|
59
iShares MSCI Netherlands ETF
EWN
$567M
| $1.28M | 0.29% |
+52,113
| New | +$1.21M |
|
|
VPU
60
Vanguard Utilities ETF
VPU
$8.83B
| $1.27M | 0.28% |
11,861
-917
| -7% | -$91.6K |
|
61
Procter & Gamble
PG
$342B
| $1.26M | 0.28% |
15,358
+1,922
| +14% | +$155K |
|
62
Chevron
CVX
$387B
| $1.26M | 0.28% |
13,242
-1,789
| -12% | -$156K |
|
63
First Trust S&P REIT Index Fund
FRI
$191M
| $1.24M | 0.28% |
53,304
-6,502
| -11% | -$140K |
|
64
iShares Dow Jones US ETF
IYY
$2.92B
| $1.21M | 0.27% |
23,628
+1,988
| +9% | +$96.5K |
|
65
Prospect Capital
PSEC
$1.06B
| $1.21M | 0.27% |
166,550
+1,751
| +1% | +$11.6K |
|
|
66
Alphabet (Google) Class C
GOOG
$3.88T
| $1.2M | 0.27% |
32,280
-1,880
| -6% | -$67.3K |
|
67
Meta Platforms (Facebook)
META
$1.54T
| $1.2M | 0.27% |
10,611
+893
| +9% | +$94.2K |
|
68
AbbVie
ABBV
$454B
| $1.2M | 0.27% |
20,926
+3,222
| +18% | +$180K |
|
69
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.19M | 0.27% |
11,830
+9,484
| +404% | +$954K |
|
70
Plains All American Pipeline
PAA
$17.4B
| $1.19M | 0.26% |
56,718
+1,740
| +3% | +$36.6K |
|
71
Duke Energy
DUK
$101B
| $1.19M | 0.26% |
14,694
+6,053
| +70% | +$458K |
|
72
State Street SPDR S&P Dividend ETF
SDY
$21.6B
| $1.17M | 0.26% |
14,694
+5,554
| +61% | +$411K |
|
73
iShares MSCI Indonesia ETF
EIDO
$481M
| $1.14M | 0.25% |
+48,268
| New | +$1.07M |
|
74
PepsiCo
PEP
$184B
| $1.12M | 0.25% |
10,960
+1,057
| +11% | +$104K |
|
|
CHY
75
Calamos Convertible and High Income Fund
CHY
$1.05B
| $1.12M | 0.25% |
107,485
+5,700
| +6% | +$55K |
|
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Prospera Financial Services's Q1 2016 Portfolio in Review
As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.
By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.
- Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
- Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
- Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
- Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
- Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
- Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
- Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.
Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.