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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIP icon
701
Global X 1-3 Month T-Bill ETF
CLIP
$2.6B
$515K 0.01%
5,125
– –
IWX icon
702
iShares Russell Top 200 Value ETF
IWX
$4.03B
$509K 0.01%
6,801
– –
RF icon
703
Regions Financial
RF
$26.3B
$507K 0.01%
25,318
+468
+2% +$9.08K
PDD icon
704
Pinduoduo
PDD
$118B
$506K 0.01%
3,809
-22,393
-85% -$3.03M
SJM icon
705
J.M. Smucker
SJM
$12.6B
$506K 0.01%
4,634
+51
+1% +$5.77K
MUA icon
706
BlackRock MuniAssets Fund
MUA
$527M
$506K 0.01%
43,600
+852
+2% +$9.51K
BOAT icon
707
SonicShares Global Shipping ETF
BOAT
$77.7M
$506K 0.01%
13,826
+3,273
+31% +$113K
GIS icon
708
General Mills
GIS
$19.2B
$506K 0.01%
7,987
+227
+3% +$15.6K
QYLD icon
709
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$504K 0.01%
28,496
-2,806
-9% -$49.5K
UTF icon
710
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$503K 0.01%
22,390
-921
-4% -$21.2K
URI icon
711
United Rentals
URI
$71.1B
$503K 0.01%
777
+87
+13% +$57.8K
USFD icon
712
US Foods
USFD
$21.4B
$502K 0.01%
9,468
-35
-0.4% -$1.84K
BG icon
713
Bunge Global
BG
$23.6B
$499K 0.01%
4,671
-40,516
-90% -$4.25M
PH icon
714
Parker-Hannifin
PH
$125B
$498K 0.01%
983
+306
+45% +$164K
BLV icon
715
Vanguard Long-Term Bond ETF
BLV
$5.75B
$497K 0.01%
+7,066
New +$495K
USHY icon
716
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$494K 0.01%
13,610
+3,207
+31% +$116K
IVT icon
717
InvenTrust Properties
IVT
$2.84B
$493K 0.01%
19,926
-1,525
-7% -$37.7K
VHT icon
718
Vanguard Health Care ETF
VHT
$18.2B
$492K 0.01%
1,848
+210
+13% +$55.1K
BF.B icon
719
Brown-Forman Class B
BF.B
$12B
$491K 0.01%
11,370
-618
-5% -$29K
ANET icon
720
Arista Networks
ANET
$219B
$491K 0.01%
5,600
+424
+8% +$31.5K
PBYI icon
721
Puma Biotechnology
PBYI
$406M
$488K 0.01%
149,570
+1,778
+1% +$7.81K
HWC icon
722
Hancock Whitney
HWC
$6.13B
$487K 0.01%
10,175
+263
+3% +$12K
SONY icon
723
Sony
SONY
$123B
$482K 0.01%
28,390
+10,945
+63% +$181K
MRSH
724
Marsh
MRSH
$86.3B
$482K 0.01%
2,284
+844
+59% +$173K
OLLI icon
725
Ollie's Bargain Outlet
OLLI
$4.01B
$481K 0.01%
4,896
-938
-16% -$74.6K
27 28
29
30 31

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.