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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
701
Unilever
UL
$144B
$376K 0.02%
6,433
+572
+10% +$32.5K
SCHB icon
702
Schwab US Broad Market ETF
SCHB
$42.9B
$374K 0.02%
23,463
-1,617
-6% -$25.3K
SUSA icon
703
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$374K 0.02%
4,259
+749
+21% +$64.4K
FUTU icon
704
Futu Holdings
FUTU
$14.3B
$374K 0.02%
7,209
– –
PWV icon
705
Invesco Large Cap Value ETF
PWV
$1.7B
$371K 0.02%
8,186
– –
MTUM icon
706
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$370K 0.02%
2,662
-2,648
-50% -$374K
SMDV icon
707
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$370K 0.02%
6,065
+64
+1% +$4.04K
AXTA icon
708
Axalta
AXTA
$7.58B
$370K 0.02%
12,219
+415
+4% +$11.9K
FXU icon
709
First Trust Utilities AlphaDEX Fund
FXU
$836M
$369K 0.02%
11,236
-1,490
-12% -$48.7K
ROL icon
710
Rollins
ROL
$18.8B
$367K 0.02%
9,772
-69
-0.7% -$2.49K
CTRE icon
711
CareTrust REIT
CTRE
$10.1B
$365K 0.02%
18,664
– –
ED icon
712
Consolidated Edison
ED
$41.3B
$365K 0.02%
+3,818
New +$358K
RCM
713
DELISTED
R1 RCM Inc. Common Stock
RCM
$365K 0.02%
24,343
– –
VCIT icon
714
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$365K 0.02%
4,541
+564
+14% +$44.7K
AILG
715
DELISTED
Alpha Intelligent Large Cap Growth ETF
AILG
$363K 0.01%
+21,300
New +$348K
HNDL icon
716
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$632M
$362K 0.01%
17,868
-7,314
-29% -$147K
GYLD icon
717
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$361K 0.01%
27,680
-21,588
-44% -$287K
FERG icon
718
Ferguson
FERG
$45B
$360K 0.01%
2,694
+176
+7% +$24.5K
FEX icon
719
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$360K 0.01%
4,470
-102
-2% -$8.37K
PID icon
720
Invesco International Dividend Achievers ETF
PID
$932M
$360K 0.01%
20,196
+515
+3% +$9.03K
NXJ
721
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$360K 0.01%
30,712
+1,161
+4% +$13.5K
GEHC icon
722
GE HealthCare
GEHC
$29.2B
$360K 0.01%
+4,376
New +$312K
AOR icon
723
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$358K 0.01%
7,150
– –
CALF icon
724
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.73B
$357K 0.01%
+9,359
New +$360K
AZO icon
725
AutoZone
AZO
$50.9B
$356K 0.01%
145
-17
-10% -$41.5K
27 28
29
30 31

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.