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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSN icon
701
Allison Transmission
ALSN
$9.57B
– –
-161
Closed -$6K
AM icon
702
Antero Midstream
AM
$10.2B
– –
-424
Closed -$2K
AMBA icon
703
Ambarella
AMBA
$3.25B
– –
-5
Closed –
AMCX icon
704
AMC Global Media
AMCX
$427M
– –
-107
Closed -$3K
AMCR icon
705
Amcor
AMCR
$20.9B
– –
-140
Closed -$8K
AME icon
706
Ametek
AME
$55B
– –
-157
Closed -$16K
AMH icon
707
American Homes 4 Rent
AMH
$11.9B
– –
-416
Closed -$12K
AMG icon
708
Affiliated Managers Group
AMG
$9.65B
– –
-38
Closed -$3K
AMP icon
709
Ameriprise Financial
AMP
$48.1B
– –
-1,114
Closed -$164K
AMRN
710
Amarin Corp
AMRN
$298M
– –
-32
Closed -$3K
AMR icon
711
Alpha Metallurgical Resources
AMR
$1.82B
– –
-148
Closed -$1K
ANET icon
712
Arista Networks
ANET
$215B
– –
-1,248
Closed -$16K
ANGL icon
713
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
– –
-1,971
Closed -$59K
AOA icon
714
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.18B
– –
-150
Closed -$9K
AOM icon
715
iShares Core Moderate Allocation ETF
AOM
$1.75B
– –
-1,200
Closed -$49K
AON icon
716
Aon
AON
$78.3B
– –
-20
Closed -$4K
AOS icon
717
A.O. Smith
AOS
$8.24B
– –
-38
Closed -$2K
AOUT icon
718
American Outdoor Brands
AOUT
$158M
– –
-599
Closed -$8K
APA icon
719
APA Corp
APA
$12.8B
– –
-4,861
Closed -$46K
APAM icon
720
Artisan Partners
APAM
$2.82B
– –
-75
Closed -$3K
APH icon
721
Amphenol
APH
$197B
– –
-176
Closed -$5K
APLE icon
722
Apple Hospitality REIT
APLE
$3.92B
– –
-500
Closed -$5K
APOG icon
723
Apogee Enterprises
APOG
$832M
– –
-639
Closed -$14K
APTV icon
724
Aptiv
APTV
$12.3B
– –
-666
Closed -$61K
ARCB icon
725
ArcBest
ARCB
$3.17B
– –
-171
Closed -$5K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.