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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCO icon
676
Acco Brands
ACCO
$399M
– –
-52
Closed –
ACGL icon
677
Arch Capital
ACGL
$35.7B
– –
-60
Closed -$2K
ACWI icon
678
iShares MSCI ACWI ETF
ACWI
$32B
– –
-1,697
Closed -$136K
ACWV icon
679
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
– –
-522
Closed -$48K
ADEA icon
680
Adeia
ADEA
$2.55B
– –
-1,448
Closed -$4K
ADM icon
681
Archer Daniels Midland
ADM
$38.7B
– –
-769
Closed -$36K
ADSK icon
682
Autodesk
ADSK
$51.8B
– –
-226
Closed -$52K
AEE icon
683
Ameren
AEE
$30.4B
– –
-274
Closed -$22K
AEF
684
abrdn Emerging Markets Equity Income Fund
AEF
$329M
– –
-2,042
Closed -$13K
AEIS icon
685
Advanced Energy
AEIS
$10.1B
– –
-21
Closed -$1K
AES icon
686
AES
AES
$10.6B
– –
-691
Closed -$13K
AFG icon
687
American Financial Group
AFG
$11.9B
– –
-849
Closed -$57K
AGCO icon
688
AGCO
AGCO
$8.41B
– –
-150
Closed -$11K
AGD
689
abrdn Global Dynamic Dividend Fund
AGD
$313M
– –
-9,872
Closed -$91K
AGGY icon
690
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$921M
– –
-351
Closed -$19K
AGNC icon
691
AGNC Investment
AGNC
$12.7B
– –
-1,513
Closed -$21K
AGZ icon
692
iShares Agency Bond ETF
AGZ
$559M
– –
-784
Closed -$95K
AHRT
693
AH Realty Trust
AHRT
$536M
– –
-4,970
Closed -$46K
AIG icon
694
American International
AIG
$42.5B
– –
-106
Closed -$3K
AKAM icon
695
Akamai
AKAM
$15.6B
– –
-564
Closed -$62K
ALC icon
696
Alcon
ALC
$34B
– –
-400
Closed -$23K
ALB icon
697
Albemarle
ALB
$13.4B
– –
-200
Closed -$18K
ALK icon
698
Alaska Air
ALK
$5.11B
– –
-200
Closed -$7K
ALLK
699
DELISTED
Allakos
ALLK
– –
-464
Closed -$38K
ALRM icon
700
Alarm.com
ALRM
$2.75B
– –
-203
Closed -$11K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.