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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
651
Johnson Controls International
JCI
$87.5B
$602K 0.02%
9,056
-165
-2% -$11.1K
FVRR icon
652
Fiverr
FVRR
$376M
$598K 0.02%
+25,537
New +$574K
TRV icon
653
Travelers Companies
TRV
$80.8B
$598K 0.02%
2,935
-2
-0.1% -$430
HAL icon
654
Halliburton
HAL
$27.9B
$597K 0.02%
17,682
+513
+3% +$18.9K
KHC icon
655
Kraft Heinz
KHC
$30.4B
$591K 0.02%
18,330
+6,473
+55% +$231K
BIL icon
656
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$586K 0.02%
6,390
-1,127
-15% -$103K
TME icon
657
Tencent Music
TME
$14.5B
$586K 0.02%
41,677
-2,486
-6% -$33.4K
PEG icon
658
Public Service Enterprise Group
PEG
$39.8B
$585K 0.02%
7,941
-446
-5% -$31.7K
HL icon
659
Hecla Mining
HL
$10.2B
$584K 0.02%
120,501
-116
-0.1% -$619
FANG icon
660
Diamondback Energy
FANG
$57.6B
$582K 0.02%
2,902
+161
+6% +$32K
BSCT icon
661
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.87B
$581K 0.02%
32,025
+843
+3% +$15.3K
EMB icon
662
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$579K 0.02%
6,542
-54
-0.8% -$4.79K
DFAC icon
663
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$577K 0.02%
17,899
+5,045
+39% +$159K
CGBL icon
664
Capital Group Core Balanced ETF
CGBL
$7.13B
$572K 0.02%
19,234
+5,553
+41% +$161K
PDBC icon
665
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.52B
$570K 0.02%
40,543
-822
-2% -$11.6K
FPX icon
666
First Trust US Equity Opportunities ETF
FPX
$1.51B
$568K 0.02%
5,711
-14
-0.2% -$1.41K
GSEP icon
667
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$566K 0.02%
16,729
– –
ADM icon
668
Archer Daniels Midland
ADM
$41.4B
$565K 0.02%
9,331
-53
-0.6% -$3.25K
THQ
669
abrdn Healthcare Opportunities Fund
THQ
$769M
$564K 0.02%
27,690
– –
PCAR icon
670
PACCAR
PCAR
$69.6B
$563K 0.02%
5,466
-149
-3% -$16.4K
HEDJ icon
671
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$561K 0.02%
12,421
-104
-0.8% -$4.91K
ALB icon
672
Albemarle
ALB
$13.5B
$559K 0.02%
5,850
-3,588
-38% -$427K
QJUN icon
673
FT Vest Growth-100 Buffer ETF June
QJUN
$646M
$559K 0.02%
21,101
+205
+1% +$5.29K
DDIV icon
674
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$71.2M
$556K 0.02%
16,591
– –
KKR icon
675
KKR & Co
KKR
$89.2B
$555K 0.02%
5,276
+966
+22% +$98.3K
25 26
27
28 29

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.