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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
626
Humana
HUM
$46.7B
$637K 0.02%
1,702
-136
-7% -$45.9K
TIPT icon
627
Tiptree Inc
TIPT
$668M
$636K 0.02%
38,547
– –
PSA icon
628
Public Storage
PSA
$60.2B
$632K 0.02%
2,198
+52
+2% +$14.3K
FLNC icon
629
Fluence Energy
FLNC
$1.78B
$632K 0.02%
36,455
+683
+2% +$13.1K
ED icon
630
Consolidated Edison
ED
$41.6B
$632K 0.02%
7,068
-730
-9% -$67.7K
COF icon
631
Capital One
COF
$124B
$631K 0.02%
4,552
+481
+12% +$67.5K
BBJP icon
632
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$629K 0.02%
11,141
-7,318
-40% -$411K
SPHY icon
633
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$626K 0.02%
26,944
-19,933
-43% -$462K
UBSI icon
634
United Bankshares
UBSI
$6.55B
$626K 0.02%
19,290
-447
-2% -$14.8K
CREX icon
635
Creative Realities
CREX
$41.9M
$625K 0.02%
133,177
+44,276
+50% +$164K
STIP icon
636
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$621K 0.02%
6,239
-1,759
-22% -$175K
CTAS icon
637
Cintas
CTAS
$82.4B
$620K 0.02%
3,544
+1,288
+57% +$220K
AWK icon
638
American Water Works
AWK
$26.3B
$620K 0.02%
4,799
-2
-0% -$253
CPRT icon
639
Copart
CPRT
$25.9B
$618K 0.02%
11,402
-1,143
-9% -$62.4K
SUB icon
640
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$614K 0.02%
5,876
+2,476
+73% +$259K
EWBC icon
641
East-West Bancorp
EWBC
$17.9B
$612K 0.02%
8,357
-816
-9% -$60.5K
SIXF icon
642
AllianzIM U.S. Equity 6 Month Buffer10 Feb/Aug ETF
SIXF
$46.1M
$612K 0.02%
22,926
– –
VYMI icon
643
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$611K 0.02%
8,910
+557
+7% +$38.6K
SWBI icon
644
Smith & Wesson
SWBI
$655M
$610K 0.02%
42,559
+61
+0.1% +$1K
TROW icon
645
T. Rowe Price
TROW
$25B
$608K 0.02%
5,268
-102
-2% -$11.7K
MHF
646
Western Asset Municipal High Income Fund
MHF
$151M
$607K 0.02%
89,585
+30,944
+53% +$209K
CARR icon
647
Carrier Global
CARR
$57.2B
$605K 0.02%
9,588
+470
+5% +$28.9K
VFH icon
648
Vanguard Financials ETF
VFH
$13.3B
$604K 0.02%
6,051
+449
+8% +$44.8K
HSBC icon
649
HSBC
HSBC
$355B
$603K 0.02%
13,871
-64
-0.5% -$2.75K
CLX icon
650
Clorox
CLX
$11.6B
$603K 0.02%
4,414
-364
-8% -$50.5K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.