We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BG icon
626
Bunge Global
BG
$20.9B
$219K 0.02%
+3,332
New +$194K
PID icon
627
Invesco International Dividend Achievers ETF
PID
$936M
$219K 0.02%
14,282
+7
+0% +$99
IWS icon
628
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$218K 0.02%
2,234
+633
+40% +$57.1K
OLN icon
629
Olin
OLN
$2.53B
$216K 0.01%
+8,800
New +$179K
CPRT icon
630
Copart
CPRT
$28.5B
$215K 0.01%
6,776
+4,384
+183% +$128K
SPYD icon
631
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$214K 0.01%
6,510
+6,320
+3,326% +$195K
SCHW
632
Charles Schwab
SCHW
$182B
$211K 0.01%
3,971
+3,489
+724% +$158K
VT icon
633
Vanguard Total World Stock ETF
VT
$75.3B
$211K 0.01%
2,286
+586
+34% +$50.8K
DVA icon
634
DaVita
DVA
$15.5B
$208K 0.01%
1,768
+1,746
+7,936% +$178K
FOCT icon
635
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$208K 0.01%
+6,600
New +$202K
FAST icon
636
Fastenal
FAST
$54.8B
$207K 0.01%
8,462
-330
-4% -$7.77K
PRTS icon
637
CarParts.com
PRTS
$42.6M
$207K 0.01%
+1,666
New +$215K
CCL icon
638
Carnival Corporation Ltd
CCL
$38.1B
$204K 0.01%
9,424
+6,655
+240% +$118K
FLDR icon
639
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$204K 0.01%
+4,000
New +$204K
TME icon
640
Tencent Music
TME
$15.9B
$204K 0.01%
+10,593
New +$172K
USPH icon
641
US Physical Therapy
USPH
$1.22B
$204K 0.01%
1,700
-100
-6% -$10.1K
EW icon
642
Edwards Lifesciences
EW
$49.4B
$202K 0.01%
2,219
+1,100
+98% +$91.2K
REM icon
643
iShares Mortgage Real Estate ETF
REM
$549M
$201K 0.01%
6,290
+1,281
+26% +$37K
VNQ icon
644
Vanguard Real Estate ETF
VNQ
$39.9B
$201K 0.01%
2,360
+928
+65% +$77K
VDC icon
645
Vanguard Consumer Staples ETF
VDC
$8.16B
$200K 0.01%
1,153
+634
+122% +$108K
TPH
646
DELISTED
Tri Pointe Homes
TPH
$197K 0.01%
11,396
+91
+0.8% +$1.61K
PBYI icon
647
Puma Biotechnology
PBYI
$398M
$193K 0.01%
+18,828
New +$191K
TIPT icon
648
Tiptree Inc
TIPT
$687M
$190K 0.01%
+37,948
New +$197K
VGM icon
649
Invesco Trust Investment Grade Municipals
VGM
$550M
$186K 0.01%
14,106
– –
ORC
650
Orchid Island Capital
ORC
$1.31B
$183K 0.01%
+7,000
New +$186K
24 25
26
27 28

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.