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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
601
First Trust Long/Short Equity ETF
FTLS
$2.46B
$701K 0.02%
11,182
-77
-0.7% -$4.71K
VCR icon
602
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$693K 0.02%
+2,220
New +$680K
RVT icon
603
Royce Value Trust
RVT
$2.21B
$691K 0.02%
+47,747
New +$695K
TGTX icon
604
TG Therapeutics
TGTX
$8.58B
$684K 0.02%
38,425
-665
-2% -$10.6K
WSM icon
605
Williams-Sonoma
WSM
$26.7B
$681K 0.02%
4,826
-98
-2% -$14.6K
INCM icon
606
Franklin Income Focus ETF
INCM
$1.66B
$677K 0.02%
26,168
+3,153
+14% +$81.2K
MELI icon
607
Mercado Libre
MELI
$91.3B
$675K 0.02%
411
+41
+11% +$64.7K
ARES icon
608
Ares Management
ARES
$28.5B
$674K 0.02%
5,057
-79
-2% -$10.8K
SPHD icon
609
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$674K 0.02%
15,169
-1,796
-11% -$79.3K
NOC icon
610
Northrop Grumman
NOC
$77B
$673K 0.02%
1,543
-107
-6% -$48.9K
ELV icon
611
Elevance Health
ELV
$81.9B
$669K 0.02%
1,231
+9
+0.7% +$4.76K
ARKG icon
612
ARK Genomic Revolution ETF
ARKG
$1.54B
$667K 0.02%
28,427
+10,556
+59% +$266K
LNG icon
613
Cheniere Energy
LNG
$56.5B
$665K 0.02%
3,801
+841
+28% +$134K
NXST icon
614
Nexstar Media Group
NXST
$5.6B
$664K 0.02%
3,987
-2
-0.1% -$325
FEMB icon
615
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$660K 0.02%
24,313
+14,335
+144% +$396K
ABNB icon
616
Airbnb
ABNB
$83.7B
$653K 0.02%
4,308
-137
-3% -$20.9K
INTU icon
617
Intuit
INTU
$81.1B
$651K 0.02%
990
-103
-9% -$63.9K
FIW icon
618
First Trust Water ETF
FIW
$1.84B
$651K 0.02%
6,489
-75
-1% -$7.63K
XMMO icon
619
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$647K 0.02%
5,675
+218
+4% +$24.6K
SOFI icon
620
SoFi Technologies
SOFI
$21.1B
$644K 0.02%
97,483
-9,330
-9% -$65.8K
DVOL icon
621
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$643K 0.02%
21,243
-296
-1% -$8.88K
NRG icon
622
NRG Energy
NRG
$29.8B
$643K 0.02%
+8,256
New +$640K
XEL icon
623
Xcel Energy
XEL
$51B
$643K 0.02%
12,028
+945
+9% +$51.4K
ILF icon
624
iShares Latin America 40 ETF
ILF
$3.77B
$641K 0.02%
25,880
-33,380
-56% -$903K
TIPZ icon
625
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.8M
$640K 0.02%
12,167
-812
-6% -$42.6K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.