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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSR
601
DELISTED
Fisker Inc.
FSR
$237K 0.02%
+16,179
New +$238K
FDUS icon
602
Fidus Investment
FDUS
$759M
$236K 0.02%
18,018
+275
+2% +$3.27K
OMC icon
603
Omnicom Group
OMC
$22.7B
$234K 0.02%
3,753
+186
+5% +$10.6K
VNLA icon
604
Janus Henderson Short Duration Income ETF
VNLA
$3.34B
$234K 0.02%
4,635
+4,510
+3,608% +$227K
ZBRA icon
605
Zebra Technologies
ZBRA
$13.5B
$234K 0.02%
+609
New +$205K
FNCL icon
606
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$233K 0.02%
5,524
+10
+0.2% +$382
NUE icon
607
Nucor
NUE
$58.3B
$233K 0.02%
4,369
+1,016
+30% +$52.5K
DIV icon
608
Global X SuperDividend US ETF
DIV
$792M
$232K 0.02%
13,776
+11,276
+451% +$183K
IYE icon
609
iShares US Energy ETF
IYE
$1.72B
$232K 0.02%
11,490
+10,390
+945% +$191K
WIX icon
610
WIX.com
WIX
$2.56B
$232K 0.02%
926
+2
+0.2% +$527
BIZD icon
611
VanEck BDC Income ETF
BIZD
$1.6B
$231K 0.02%
+16,814
New +$217K
EFG icon
612
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$231K 0.02%
2,294
-83
-3% -$7.85K
FTLS icon
613
First Trust Long/Short Equity ETF
FTLS
$2.44B
$231K 0.02%
5,277
+4,777
+955% +$206K
GRMN
614
Garmin
GRMN
$56.9B
$230K 0.02%
1,917
+1,879
+4,945% +$208K
HBI
615
DELISTED
Hanesbrands
HBI
$230K 0.02%
15,707
+13,432
+590% +$203K
HISF icon
616
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$230K 0.02%
4,796
+3,043
+174% +$142K
PANW icon
617
Palo Alto Networks
PANW
$256B
$230K 0.02%
3,876
-126
-3% -$5.89K
QABA icon
618
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
$228K 0.02%
+5,093
New +$204K
QRVO icon
619
Qorvo
QRVO
$7.9B
$227K 0.02%
1,365
– –
TRI icon
620
Thomson Reuters
TRI
$46.4B
$227K 0.02%
+2,631
New +$225K
IEF icon
621
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$226K 0.02%
1,882
+653
+53% +$78.6K
AGNT
622
AGNT Inc
AGNT
$629M
$225K 0.02%
+7,124
New +$197K
DDOG icon
623
Datadog
DDOG
$94B
$224K 0.02%
2,281
+129
+6% +$12.9K
HAS icon
624
Hasbro
HAS
$13.5B
$224K 0.02%
2,398
-263
-10% -$23.4K
VOT icon
625
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$221K 0.02%
1,044
+388
+59% +$76.4K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.