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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
576
ARK Innovation ETF
ARKK
$5.74B
$769K 0.02%
17,494
+1,328
+8% +$59.3K
NUE icon
577
Nucor
NUE
$56.4B
$769K 0.02%
4,862
+298
+7% +$51.8K
VPU
578
Vanguard Utilities ETF
VPU
$8.72B
$765K 0.02%
5,170
-32
-0.6% -$4.77K
FPEI icon
579
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$758K 0.02%
41,286
+5,157
+14% +$93.9K
FPF
580
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$758K 0.02%
41,242
+1,442
+4% +$25.3K
CCL icon
581
Carnival Corporation Ltd
CCL
$37.1B
$757K 0.02%
+40,449
New +$625K
AER icon
582
AerCap
AER
$23.9B
$744K 0.02%
7,988
+57
+0.7% +$5.08K
HEFA icon
583
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$743K 0.02%
20,893
-786
-4% -$27.6K
BUD icon
584
AB InBev
BUD
$156B
$743K 0.02%
12,778
+196
+2% +$12K
DFNL icon
585
Davis Select Financial ETF
DFNL
$461M
$742K 0.02%
22,357
-199
-0.9% -$6.56K
AVY icon
586
Avery Dennison
AVY
$12.5B
$735K 0.02%
3,359
-29
-0.9% -$6.44K
ROP icon
587
Roper Technologies
ROP
$37.1B
$734K 0.02%
1,302
+409
+46% +$221K
TLH icon
588
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$723K 0.02%
7,040
+1,143
+19% +$116K
PWB icon
589
Invesco Large Cap Growth ETF
PWB
$2.29B
$720K 0.02%
7,620
-87
-1% -$7.78K
MKC icon
590
McCormick & Company Non-Voting
MKC
$13.6B
$719K 0.02%
10,127
-115
-1% -$8.37K
WEC icon
591
WEC Energy
WEC
$37.1B
$716K 0.02%
9,128
-497
-5% -$40.4K
PLTR icon
592
Palantir
PLTR
$315B
$714K 0.02%
28,203
+2,541
+10% +$57.2K
FXD icon
593
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$714K 0.02%
11,913
+2,157
+22% +$130K
MGM icon
594
MGM Resorts International
MGM
$11.8B
$709K 0.02%
15,952
-282
-2% -$11.8K
IWV icon
595
iShares Russell 3000 ETF
IWV
$19.5B
$709K 0.02%
2,285
-109
-5% -$32.5K
STZ icon
596
Constellation Brands
STZ
$22.2B
$708K 0.02%
2,751
+515
+23% +$132K
SNOW icon
597
Snowflake
SNOW
$94.6B
$708K 0.02%
5,241
+305
+6% +$45K
LRGE icon
598
ClearBridge Large Cap Growth Select ETF
LRGE
$369M
$705K 0.02%
10,101
+5,220
+107% +$348K
SIXP icon
599
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
$44M
$705K 0.02%
26,827
– –
PEY icon
600
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$705K 0.02%
35,882
+3,048
+9% +$60.9K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.